Paul Reyes-guerra
Professional summary
Paul Reyes-guerra, who also goes by Paul Reyesguerra, is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1990. Paul has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Reyes-guerra's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2019 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011September 7, 2010 - May 16, 2019
CANTOR FITZGERALD & CO.
October 21, 2009 - August 19, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
February 2, 2009 - October 27, 2009
BTIG, LLC
April 1, 2005 - December 18, 2008
CITIGROUP GLOBAL MARKETS INC.
December 10, 2004 - March 15, 2005
KNIGHT CAPITAL MARKETS LLC
August 7, 1996 - March 15, 2005
KNIGHT CAPITAL AMERICAS, L.P.
June 4, 1992 - April 18, 1996
CITICORP INVESTMENT SERVICES
April 18, 1991 - June 17, 1992
LEHMAN BROTHERS INC.
November 27, 1990 - January 21, 1991
CHATFIELD DEAN & CO., INC.
October 4, 1990 - December 3, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/8/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 11/10/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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