Tilda J. Mueller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tilda Jane Mueller, who also goes by Tilda Jane Connelly, Tilda J Mueller, Tillie Mueller, Tilda Jane Tillie, was a registered financial professional .
Tilda is a previously registered financial professional and started their career in finance in 1990. Tilda had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2009 - May 31, 2017
FORESTERS EQUITY SERVICES, INC.
November 10, 2009 - May 31, 2017
FORESTERS EQUITY SERVICES, INC.
October 4, 2007 - December 16, 2008
RIDGEWAY CONGER ADVISORY SERVICES
September 14, 2007 - November 2, 2009
FORTUNE FINANCIAL SERVICES, INC.
September 12, 2000 - September 19, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 17, 1997 - September 13, 2000
SICOR SECURITIES INC
January 24, 1995 - October 9, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 24, 1995 - October 9, 1997
OSAIC FA, INC.
May 25, 1994 - December 31, 1994
HORNOR, TOWNSEND & KENT, LLC
August 29, 1990 - January 13, 1994
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
