PR
Peter F. Reinecke
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CRD#: 2085940
PR
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Frederick Reinecke was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1990. Peter had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FAMILY WEALTH ADVISORS, LLC , DBA FOR ADVISORY INVESTMENT RELATED ACTIVITY 2)ARSENAL CAPITAL MANAGEMENT, LLC-IR, 1750 S BRENTWOOD BLVD, SUITE 403, SAINT LOUIS MO, VENTURE CAPITAL FUND WHOSE INVESTORS ARE ALL ACCREDITED-ACTING AS MANAGING G.P. WITH FULL AUTHORITY OVER OBA, 50HRS/MTH DURING TRADING HOURS. STARTED: 9/12/12 3)KYPHA, INC, NIR, 4320 FOREST PARK AVE, STE 303, ST. LOUIS, MO 63108, BOARD MEMBER, 3 HRS/MTH DURING TRADING HOURS. STARTED:9/12/12 4)COMMON PLACE HOLDINGS, INC -NIR, 4320 Forest Park Avenue, St. Louis MO, 63108, BOARD MEMBER; 2HRS/MTH DURING TRADING HOURS, STARTED:9/12/12 5)ARSENAL CAPITAL ADVISORS, LLC -IR, 1750 S BRENTWOOD BLVD, SUITE 403, SAINT LOUIS MO- VENTURE CAPITAL FUND ADVISOR; 0 HRS/MTH DURING TRADING HOURS STARTED:9/12 6)CITIZENS BANK ADVISORY BOARD 7305 Manchester Rd, St. LOUIS, MO 63143, NETWORKING GROUP THAT MEETS TO GIVE THE BANK IDEAS ON WHERE/HOW TO GAIN BUSINESS, 1 HR/MTH, NIR, STARTED: 7/14 7)SHO-ME VENTURE FUND I-IR, OFFICE-PRIVATE EQUITY FUND-0 HRS/MTH DURING TRADING HRS - GENERAL PARTNER ("G.P.")-STARTED:9/2/09 8)WELL OPP DBA-HOMEWARD HEALTHCARE, LLC-NIR, 2600 DORR ST. TOLEDO, OH 43607, BOARD MEMBER, 1 HR/MNTH DURING TRADING HOURS START DATE 12/5/14 9)DATANALYTICS, INC, (DBA JURISTAT INC.),NIR, 725 Kingsland Ave. St. LOUIS, MO 63130, BOARD MEMBER, TIME SPENT 3 HRS/MONTH DURING TRADING HOURS,STARTED 7/1/15 10)HARBOR MEDTECH CORP-NIR, 21076 Bake Parkway, Suite 100, Lake Forest, CA 92630, BOARD MEMBER 5 HRS/MONTH DURING TRADING HOURS, 7/15 11) Bonfyre LLC, NIR, 4625 Lindell Blvd, Floor 2, ST LOUIS, MO 63108, Human resource services, board member, start date 6/16, time spent 5 hours/month, 3-5 hours during trading hours, Board Meetings. 12) Deck Commerce Board of Directors, NIR, 1750 S. Brentwood, St. Louis, MO, commerce cloud, director, started 01/17, Board Member, 4-5hr/month, 1-2hrs during trading hours, board of directors - attend board meetings. 13) APTIMMUNE BIOLOGICS; NIR; 1234 Hanley Industrial Ct. St. Louis, MO 63144; VACCINE DEVELOPMENT; BOARD MEMBER; STARTED 8/17; 3-5 HOURS DURING TRADING HOURS; ATTEND BOARD MEETINGS. 14) IDEATE Medical, Investment Related; 2821 N Ballas Rd, Suite 55, St. Louis, MO 63131; Medical Technology; Board Observer 1/1/2020; 2 hours per month during securities trading hours; as a Board Observer he will observe and provide feedback to voting board members. 15) Bison Capital Advisors, LLC, Investment related, 1750 S Brentwood Blvd Suite 403 St. Louis, MO 63144, Venture Capital Fund Advisor, Advisor, 12/21/2022, 25 hours/month, 0 hours during trading, Venture Capital Fund Advisor
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 10, 2012 - April 26, 2023
SAXONY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 122692
SAINT LOUIS, MO
Past
September 10, 2012 - December 31, 2022
SAXONY SECURITIES, INC.
BD
CRD#: 115547
SAINT LOUIS, MO
Past
October 31, 1995 - September 24, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
SUNSET HILLS, MO
Past
July 7, 1995 - September 24, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
SUNSET HILLS, MO
Past
August 21, 1990 - July 14, 1995
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAXONY CAPITAL MANAGEMENT, LLC
9DOT WEALTH | SAXONY SECURITIES, INC. | SAXONY INVESTMENT MANAGEMENT CORP. | SAXONY INSURANCE AGENCY, LLC | SAXONY CAPITAL MANAGEMENT, LLC | SAXONY CAPITAL MANAGEMENT LLC. | SAXONY ADVISORS | IRONHORSE INVESTMENTS & ESTATE PLANNING
CRD#: 122692 / SEC#: 801-68385
RIA
Registered Investment Advisory firm - (10/15/2007 Approved)Arkansas
Registered Investment Advisory firm - (10/15/2007 Terminated)California
Registered Investment Advisory firm - (10/15/2007 Terminated)Connecticut
Registered Investment Advisory firm - (10/15/2007 Terminated)Florida
Registered Investment Advisory firm - (10/15/2007 Terminated)Indiana
Registered Investment Advisory firm - (10/24/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Mississippi
Registered Investment Advisory firm - (10/24/2005 Terminated)Missouri
Registered Investment Advisory firm - (10/15/2007 Terminated)New Jersey
Registered Investment Advisory firm - (10/24/2007 Terminated)North Carolina
Registered Investment Advisory firm - (10/15/2007 Terminated)Ohio
Registered Investment Advisory firm - (10/15/2007 Terminated)South Carolina
Registered Investment Advisory firm - (11/9/2005 Terminated)Tennessee
Registered Investment Advisory firm - (5/31/2006 Terminated)Texas
Registered Investment Advisory firm - (10/15/2007 Terminated)Utah
Registered Investment Advisory firm - (12/31/2006 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SC
SAXONY CAPITAL MANAGEMENT, LLC
9DOT WEALTH | SAXONY SECURITIES, INC. | SAXONY INVESTMENT MANAGEMENT CORP. | SAXONY INSURANCE AGENCY, LLC | SAXONY CAPITAL MANAGEMENT, LLC | SAXONY CAPITAL MANAGEMENT LLC. | SAXONY ADVISORS | IRONHORSE INVESTMENTS & ESTATE PLANNING
CRD#: 122692 / SEC#: 801-68385
RIA
Registered Investment Advisory firm - (10/15/2007 Approved)Arkansas
Registered Investment Advisory firm - (10/15/2007 Terminated)California
Registered Investment Advisory firm - (10/15/2007 Terminated)Connecticut
Registered Investment Advisory firm - (10/15/2007 Terminated)Florida
Registered Investment Advisory firm - (10/15/2007 Terminated)Indiana
Registered Investment Advisory firm - (10/24/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Mississippi
Registered Investment Advisory firm - (10/24/2005 Terminated)Missouri
Registered Investment Advisory firm - (10/15/2007 Terminated)New Jersey
Registered Investment Advisory firm - (10/24/2007 Terminated)North Carolina
Registered Investment Advisory firm - (10/15/2007 Terminated)Ohio
Registered Investment Advisory firm - (10/15/2007 Terminated)South Carolina
Registered Investment Advisory firm - (11/9/2005 Terminated)Tennessee
Registered Investment Advisory firm - (5/31/2006 Terminated)Texas
Registered Investment Advisory firm - (10/15/2007 Terminated)Utah
Registered Investment Advisory firm - (12/31/2006 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11152 S Towne Square, Saint Louis, MO 63123
Mailing Address
Phone number
(314) 963-9336
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,307 |
| AUM (Assets Under Management) | $ 297,922,213 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
