Wayne N. Connors

BLACK SWAN WEALTH MANAGEMENT

Glastonbury, CT 06033

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CRD#: 2085893

Professional summary

Wayne Nmn Connors, who also goes by Wayne (nmn) Connors, Wayne Connors, is a registered financial advisor currently at BLACK SWAN WEALTH MANAGEMENT located in Glastonbury, Connecticut.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Wayne has worked at 11 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wayne (nmn) Connors | Wayne Connors

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. WAYNE CONNORS IS A MANAGING PARTNER OF RETIREMENT INVESTOR LLC / 35 COPPER MILL ROAD, WETHERSFIELD, CT 06109 / NATURE OF BUSINESS: ONLINE EDUCATIONAL CONTENT AND THE BUSINESS IS INVESTMENT-RELATED / STARTED IN JUNE OF 2013 / HOURS PER MONTH: 8 NONE OF WHICH OCCUR DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Nmn Connors's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2014 - Present

BLACK SWAN WEALTH MANAGEMENT

Office #1: 219 Cavan Lane, Glastonbury, CT 06033

RIA

CRD#: 169586

Glastonbury, CT

Past

February 24, 2017 - April 3, 2017

3D ASSET MANAGEMENT, INC.

RIA

CRD#: 139595

HARTFORD, CT

Past

March 1, 2006 - June 4, 2013

3D ASSET MANAGEMENT, INC.

RIA

CRD#: 139595

EAST HARTFORD, CT

Past

June 3, 2004 - February 24, 2006

SYMMETRY PARTNERS

RIA

CRD#: 120982

GLASTONBURY, CT

Past

April 22, 2002 - December 19, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

GLASTONBURY , CT

Past

March 26, 2002 - December 19, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

December 5, 1997 - October 7, 1998

BLOCK TRADING INC.

CRD#: 36666

HOUSTON, TX

Past

March 20, 1997 - July 16, 1997

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

May 5, 1993 - July 21, 1995

G. R. PHELPS & CO., INC.

CRD#: 173

Past

April 21, 1992 - October 13, 1992

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

April 9, 1991 - November 22, 1991

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

March 5, 1991 - May 17, 1991

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 29, 1990 - March 13, 1991

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/5/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/7/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/25/2002

General Securities Representative Examination

Current Firm

BLACK SWAN WEALTH MANAGEMENT

BLACK SWAN WEALTH MANAGEMENT | GROVES, RYAN C

CRD#: 169586 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/31/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (12/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

219 Cavan Lane, Glastonbury, CT 06033

Mailing Address

Phone number

(978) 314-7926

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Wayne N. Connors

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Nmn Connors's CRS (Customer Relationship Summary).

Certified licenses

Experience

3D ASSET MANAGEMENT, INC.

3D ASSET MANAGEMENT, INC.

SYMMETRY PARTNERS

VERAVEST INVESTMENT ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

BLOCK TRADING INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

G. R. PHELPS & CO., INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CHARLES SCHWAB & CO., INC.

CAPITAL BROKERAGE CORPORATION

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2002

Series 63

Date: 9/7/1990

Series 7

Date: 3/25/2002

Current Firm

BLACK SWAN WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

BLACK SWAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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