Jeffrey B. Marsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Brian Marsh was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Jeffrey had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2013 - March 8, 2021
COREBRIDGE CAPITAL SERVICES, INC.
July 5, 2005 - August 5, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 28, 2003 - July 16, 2003
VP DISTRIBUTORS LLC
November 29, 1993 - July 24, 2003
WS GRIFFITH SECURITIES, INC.
August 20, 1993 - November 29, 1993
VP DISTRIBUTORS LLC
June 7, 1991 - August 4, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 7, 1991 - August 4, 1993
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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