Francis L. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Leon Harrison III, who also goes by Frank L Harrison, Frank Leon Harrison, Frank Harrison III, Frank Harrison, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1993. Francis had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2005 - October 2, 2014
FINANCIAL TELESIS INC
March 15, 2001 - July 7, 2005
TRIAD ADVISORS LLC
June 16, 1997 - March 5, 2001
TRUSTMARK SECURITIES, INC.
October 2, 1995 - January 7, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 18, 1994 - February 21, 1995
MORGAN KEEGAN & COMPANY, LLC
May 13, 1993 - February 24, 1994
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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