Bobby G. Bratcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bobby Gene Bratcher, who also goes by Bob Bratcher, was a registered financial professional .
Bobby is a previously registered financial professional and started their career in finance in 1990. Bobby had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2010 - December 31, 2014
T.S. PHILLIPS INVESTMENTS, INC.
April 30, 2001 - March 26, 2010
GEARY SECURITIES, INC.
January 19, 1996 - April 30, 2001
LASALLE ST SECURITIES, L.L.C.
December 5, 1994 - January 30, 1996
CAPITAL FINANCIAL SERVICES, INC.
September 12, 1990 - December 15, 1994
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T.S. PHILLIPS INVESTMENTS, INC.
CRD#: 124348 / SEC#: , 8-65661
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
