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Bobby Gene Bratcher

CRD# 2085230·Registered 1990 - 2014
Previously Registered: Being a previously registered professional could mean that Bobby is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bobby Gene Bratcher, who also goes by Bob Bratcher, was a registered financial advisor. Bobby was a previously registered financial professional and started their career in finance 1990 - 2014. Bobby had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Bratcher

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

T.S. PHILLIPS INVESTMENTS, INC.·CRD# 124348
BD
Pauls Valley, OK
March 11, 2010 - December 31, 2014
GEARY SECURITIES, INC.·CRD# 38182
BD
Pauls Valley, OK
April 30, 2001 - March 26, 2010
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Elmhurst, IL
January 19, 1996 - April 30, 2001
CAPITAL FINANCIAL SERVICES, INC.·CRD# 8408
BD
Minot, ND
December 5, 1994 - January 30, 1996
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
St. Louis, MO
September 12, 1990 - December 15, 1994

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Current Firm

TP
T.S. PHILLIPS INVESTMENTS, INC.

T.S. PHILLIPS INVESTMENTS, INC.

CRD#: 124348 / SEC#: 8-65661
BD
Terminated by SEC on 08/27/2024

Contact Information

Established

Oklahoma since 06/11/2002

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
FINANCIAL SERVICES HOLDINGS, LLCSOLE SHAREHOLDER—
COKER, KAREN LE'ELLENSECRETARY, ACO2731928
HOLCOMB, TERRY RICHARDVICE PRESIDENT, ASO, ACO1618936
PHILLIPS, THOMPSON SYLVESTER JRPRESIDENT, CSO, SROP, CROP, CEO843039
QUINTON, VINCENT KEITHFINOP710062
WILLIAMS, KAREY ANNCCO1394426

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 1997About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1990About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Jul 1997About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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