Stephen P. Luscko
Professional summary
Stephen Peter Luscko was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Stephen had worked at 5 firms, which includes PALI CAPITAL INC., JANNEY MONTGOMERY SCOTT LLC, CANACCORD GENUITY SECURITIES LLC, DOMINICK & DICKERMAN LLC, ALEX. BROWN & SONS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2002 - August 9, 2004
PALI CAPITAL, INC.
November 9, 2001 - July 18, 2002
JANNEY MONTGOMERY SCOTT LLC
November 22, 1999 - November 12, 2001
CANACCORD GENUITY SECURITIES LLC
March 1, 1995 - November 22, 1999
DOMINICK & DICKERMAN LLC
March 14, 1991 - February 28, 1995
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
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Exams
Series 55
Date: 12/29/1998
Limited Representative-Equity Trader ExamCurrent Firm
PALI CAPITAL, INC.
CRD#: 117783 / SEC#: , 8-53605
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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