Mark E. Larson

FIRST ASSET FINANCIAL

Salina, KS 67401

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CRD#: 2085033

Professional summary

Mark Edward Larson, who also goes by Mark E Jr Larson, Mark Edward Larson Jr, is a registered financial professional currently at FIRST ASSET FINANCIAL INC. located in Salina, Kansas.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mark E Jr Larson | Mark Edward Larson Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Edward Larson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2008 - Present

FIRST ASSET FINANCIAL INC.

Office #1: 110 E. Iron Ave., Salina, KS 67401

CRD#: 139107

Salina, KS

Past

July 29, 2021 - December 31, 2021

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

July 1, 2004 - December 31, 2007

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

LISLE, IL

Past

October 1, 1999 - December 31, 2007

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

LISLE, IL

Past

September 8, 1995 - September 29, 1999

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

April 7, 1995 - December 22, 1995

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

November 1, 1993 - April 5, 1995

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

September 4, 1991 - October 22, 1993

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

September 24, 1990 - September 24, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/2/2008)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/17/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/29/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/20/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST ASSET FINANCIAL INC.

CRD#: 139107 / SEC#: , 8-67191

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

110 E. Iron Ave., Salina, KS 67401

Mailing Address

110 E. Iron Ave., Salina, KS 67401

Phone number

(785) 825-5050

Established

Kansas since 06/15/2005

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (20 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
AMERICAN GLOBAL WEALTH SERVICES, INC	OWNER
CIANTRO, PHILIP GERARD	FINOP	2350685
FAULK, RACHEL	CCO	7712313
HAMMAN, ROBERT LEE	PRESIDENT, ROSFP	827526

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Larson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Edward Larson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPE SECURITIES INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

LASALLE ST SECURITIES, L.L.C.

SII INVESTMENTS, INC.

INVESTORS CAPITAL CORP.

TRANSAMERICA FINANCIAL ADVISORS, INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2000

Series 63

Date: 9/17/1990

SIE

Date: 10/1/2018

Series 3

Date: 11/29/1990

Series 7

Date: 9/20/1990

FINRA

Current Firm

FIRST ASSET FINANCIAL INC.

Contact information

FINRA licenses (20 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST ASSET FINANCIAL INC.

TRUST BUT VERIFY

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