Francis B. Fishburne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Beatty Fishburne, who also goes by Frank Fishburne Jr., was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1998. Francis had worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2009 - December 31, 2011
WATERMARK ADVISORS, LLC
December 17, 2004 - August 3, 2006
AMERIPRISE ADVISOR SERVICES, INC.
December 18, 1998 - December 16, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
WATERMARK ADVISORS, LLC
CRD#: 127819 / SEC#: , 8-66048
Contact information
Documents
Red Flags
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