Vito J. Balsamo
Professional summary
Vito James Balsamo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vito is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Vito had worked at 6 firms, which includes NATIONAL SECURITIES CORPORATION, JOSEPH STEVENS & CO. INC., LCP CAPITAL CORP., BARINGTON CAPITAL GROUP L.P., H.J. MEYERS & CO. INC., D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2008 - February 16, 2012
NATIONAL SECURITIES CORPORATION
December 7, 1999 - May 2, 2008
JOSEPH STEVENS & CO., INC.
January 15, 1998 - November 24, 1999
LCP CAPITAL CORP.
October 4, 1994 - December 9, 1997
JOSEPH STEVENS & CO., INC.
September 29, 1993 - October 13, 1994
BARINGTON CAPITAL GROUP, L.P.
November 18, 1992 - September 15, 1993
H.J. MEYERS & CO., INC.
June 19, 1991 - October 16, 1992
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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