William C. Irvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Irvin IV, who also goes by Bill Irvin IV, Bill Irvin, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 4 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 1994 - March 16, 1994
WELLINGTON ASHFORD CAPITAL, INC.
August 24, 1993 - October 5, 1993
EVERGREEN SECURITIES, INC.
July 19, 1993 - August 2, 1993
THE CAMDEN GROUP
May 10, 1993 - June 22, 1993
COLUMBUS FINANCIAL, INC.
May 20, 1991 - May 24, 1991
EVERGREEN SECURITIES, INC.
September 27, 1990 - March 27, 1991
THE CAMDEN GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLINGTON ASHFORD CAPITAL, INC.
CRD#: 29298 / SEC#: , 8-44227
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
