Matthew D. Frymier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Dane Frymier was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1990. Matthew had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 52, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2022 - September 5, 2025
FTP SECURITIES LLC
November 16, 2020 - March 7, 2022
BROADHAVEN SECURITIES LLC
April 9, 2009 - October 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 1998 - October 5, 2010
BANC OF AMERICA SECURITIES LLC
August 26, 1994 - October 1, 1998
BANCAMERICA SECURITIES, INC.
November 2, 1990 - May 19, 1992
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 11/16/2020
Investment Banking Registered Representative ExaminationCurrent Firm
FTP SECURITIES LLC
CRD#: 129356 / SEC#: , 8-66218
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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