FA
Frank Acosta
IHT WEALTH MANAGEMENT LLC
SAN ANTONIO, TX 78216
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CRD#: 2084737
FA
Professional summary
Frank Acosta, AIF®, who also goes by Frank Acosta Jr, is a registered financial advisor currently at IHT WEALTH MANAGEMENT LLC located in San Antonio, Texas and LPL FINANCIAL LLC located in San Antonio, Texas.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Frank has worked at 19 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frank Acosta Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/06/2019 - ONE RESOURCE GROUP/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ SAN ANTONIO, TX 2. 12/06/2019 - IHT WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 5%/ SAN ANTONIO, TX 3. 12/13/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/10/2019 - 3 Hours Per Month/1 Hour During Securities Trading - Time Spent 5% - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 3 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/23/2020 - Lincoln National Life Insurance Co. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent of Record - Started 09/16/2019 - 1 Hour Per Month During Securities Trading. 5. 09/20/2022 - Palo Alto Community College - Not Investment Related - 1400 W. Villaret Blvd San Antonio, Texas 78224 - Outside/W-2 Employment - Adjunct Professor - Start Date - 01/16/2023 - 3 Hours Per Month/3 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Frank Acosta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 12, 2019 - Present
IHT WEALTH MANAGEMENT LLC
Office #1: 85 Ne Loop 410 Suite 401, San Antonio, TX 78216RIA
CRD#: 171481
SAN ANTONIO, TX
Current
December 6, 2019 - Present
LPL FINANCIAL LLC
Office #1: 85 Ne Loop 410 Ste 401, San Antonio, TX 78216RIA
BD
CRD#: 6413
San Antonio, TX
Past
January 14, 2016 - December 6, 2019
SPC
RIA
CRD#: 110692
San Antonio, TX
Past
October 29, 2014 - December 6, 2019
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
San Antonio, TX
Past
December 18, 2013 - November 5, 2014
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
SAN ANTONIO, TX
Past
December 12, 2013 - November 5, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
SAN ANTONIO, TX
Past
August 27, 2013 - October 18, 2013
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
SAN ANTONIO, TX
Past
August 27, 2013 - October 18, 2013
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
SAN ANTONIO, TX
Past
April 26, 2013 - August 8, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN ANTONIO, TX
Past
April 26, 2013 - August 8, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN ANTONIO, TX
Past
May 16, 2012 - February 21, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN ANTONIO, TX
Past
May 16, 2012 - February 21, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN ANTONIO, TX
Past
July 1, 2011 - May 8, 2012
WADDELL & REED
RIA
CRD#: 866
SAN ANTONIO, TX
Past
July 1, 2011 - May 8, 2012
WADDELL & REED
BD
CRD#: 866
SAN ANTONIO, TX
Past
May 2, 2011 - July 5, 2011
OSAIC SERVICES, INC.
RIA
CRD#: 133763
BOERNE, TX
Past
January 21, 2011 - July 5, 2011
OSAIC SERVICES, INC.
BD
CRD#: 133763
BOERNE, TX
Past
November 3, 2008 - January 26, 2011
SWBC INVESTMENT COMPANY
RIA
CRD#: 140994
SAN ANTONIO, TX
Past
November 3, 2008 - January 26, 2011
SWBC INVESTMENT SERVICES, LLC
BD
CRD#: 133715
SAN ANTONIO, TX
Past
September 30, 2008 - November 4, 2008
OSAIC SERVICES, INC.
RIA
CRD#: 133763
SAN ANTONIO, TX
Past
September 30, 2008 - November 4, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
SAN ANTONIO, TX
Past
July 29, 2005 - October 1, 2008
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
SAN ANTONIO, TX
Past
July 29, 2005 - October 1, 2008
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
SAN ANTONIO, TX
Past
December 7, 2004 - August 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SAN ANTONIO, TX
Past
December 7, 2004 - August 2, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 7, 2004 - August 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
September 29, 2003 - December 15, 2004
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
SAN ANTONIO, TX
Past
September 29, 2003 - December 15, 2004
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
June 27, 2003 - September 24, 2003
ANDREW GARRETT INC.
BD
CRD#: 29931
NEW YORK, NY
Past
January 30, 2003 - June 11, 2003
RBR SECURITIES, INC.
BD
CRD#: 103560
SAN ANTONIO, TX
Past
August 14, 2002 - October 10, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
January 16, 2002 - July 9, 2002
RBR SECURITIES, INC.
BD
CRD#: 103560
SAN ANTONIO, TX
Past
May 7, 2001 - January 28, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IHT WEALTH MANAGEMENT LLC
+RINGENBERG FINANCIAL GROUP | W INVESTMENTS | VENICE WEALTH PARTNERS, LLC | THRIVE LIFE 360 | THE NESSIM GROUP | TALL OAKS ADVISORS, LLC | SW ADVISERS | SUCCESS WEALTH MANAGEMENT | STONEBRIAR WEALTH MANAGEMENT | STILLWATER FINANCIAL PLANNING | STEVENS3 FINANCIAL SERVICES, LLC | SJD PARTNERS LLC | SHARD FINANCIAL SERVICES, INC. | SEWELL WEALTH MANAGEMENT | RPR FINANCIAL | ROCKY MOUNTAIN WEALTH MANAGEMENT | RIVERSTONE WEALTH MANAGEMENT | RINGENBERG FINANCIAL GROUP | RB WEALTH PARTNERS | PROVIDENT WEALTH MANAGEMENT | PRB WEALTH MANAGEMENT | PLAN WEALH CREATIVE | PINNACLE WEALTH MANAGEMENT | PEARLVEST CAPITAL LLC | NVISION WEALTH PARTNERS, LLC | NVISION WEALTH | NVISION 401(K) PLAN ADVISORS | MUELLER WEALTH GROUP LLC | MILESTONE FINANCIAL SERVICES | LPG FINANCIAL, LLC | LPG FINANCIAL | LIGHTHOUSE FINANCIAL GROUP | KONZA WEALTH ADVISORS | KMG WEALTH MANAGEMENT | KEYSTONE FINANCIAL STRATEGIES | KEITH WILLIAMS FINANCIAL SERVICES | JLS WEALTH MANAGEMENT | JEFF K. ROSS FINANCIAL | J. DAVID BARKLEY & ASSOCIATES | IRELAND WEALTH MANAGEMENT AND FINANCIAL PLANNING | IHT WEALTH MANAGEMENT LLC | HARBOR WEALTH | GREEN STONE BELT WEALTH ADVISORS, LLC | GRATITUDE WEALTH MANAGEMENT | GONGOLA FINANCIAL | EQUITY WEALTH MANAGEMENT | ECLIPSE PRIVATE WEALTH MANAGEMENT | DWF WEALTH MANAGEMENT | DEWITT WEALTH ADVISORS | CMD WEALTH PARTNERS | CHRISTOPHER R. STEIN COMPREHENSIVE WEALTH MANAGEMENT, INC. | CARRERA FINANCIAL | BRIDGE BENEFITS GROUP | BOARDWALK WEALTH SOLUTIONS | BAY AREA WEALTH MANAGEMENT | A&C MANAGEMENT GROUP
CRD#: 171481 / SEC#: 801-79769
RIA
Registered Investment Advisory firm - (5/28/2014 Approved)Florida
Registered Investment Advisory firm - (12/6/2016 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2015 Terminated)Texas
Registered Investment Advisory firm - (12/6/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/6/2019)
RR
California(12/6/2019)
RR
Louisiana(6/15/2021)
RR
Mississippi(12/6/2019)
RR
Texas(12/6/2019)
IAR
Texas(12/12/2019)
RR
Wisconsin(1/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IHT WEALTH MANAGEMENT LLC
+RINGENBERG FINANCIAL GROUP | W INVESTMENTS | VENICE WEALTH PARTNERS, LLC | THRIVE LIFE 360 | THE NESSIM GROUP | TALL OAKS ADVISORS, LLC | SW ADVISERS | SUCCESS WEALTH MANAGEMENT | STONEBRIAR WEALTH MANAGEMENT | STILLWATER FINANCIAL PLANNING | STEVENS3 FINANCIAL SERVICES, LLC | SJD PARTNERS LLC | SHARD FINANCIAL SERVICES, INC. | SEWELL WEALTH MANAGEMENT | RPR FINANCIAL | ROCKY MOUNTAIN WEALTH MANAGEMENT | RIVERSTONE WEALTH MANAGEMENT | RINGENBERG FINANCIAL GROUP | RB WEALTH PARTNERS | PROVIDENT WEALTH MANAGEMENT | PRB WEALTH MANAGEMENT | PLAN WEALH CREATIVE | PINNACLE WEALTH MANAGEMENT | PEARLVEST CAPITAL LLC | NVISION WEALTH PARTNERS, LLC | NVISION WEALTH | NVISION 401(K) PLAN ADVISORS | MUELLER WEALTH GROUP LLC | MILESTONE FINANCIAL SERVICES | LPG FINANCIAL, LLC | LPG FINANCIAL | LIGHTHOUSE FINANCIAL GROUP | KONZA WEALTH ADVISORS | KMG WEALTH MANAGEMENT | KEYSTONE FINANCIAL STRATEGIES | KEITH WILLIAMS FINANCIAL SERVICES | JLS WEALTH MANAGEMENT | JEFF K. ROSS FINANCIAL | J. DAVID BARKLEY & ASSOCIATES | IRELAND WEALTH MANAGEMENT AND FINANCIAL PLANNING | IHT WEALTH MANAGEMENT LLC | HARBOR WEALTH | GREEN STONE BELT WEALTH ADVISORS, LLC | GRATITUDE WEALTH MANAGEMENT | GONGOLA FINANCIAL | EQUITY WEALTH MANAGEMENT | ECLIPSE PRIVATE WEALTH MANAGEMENT | DWF WEALTH MANAGEMENT | DEWITT WEALTH ADVISORS | CMD WEALTH PARTNERS | CHRISTOPHER R. STEIN COMPREHENSIVE WEALTH MANAGEMENT, INC. | CARRERA FINANCIAL | BRIDGE BENEFITS GROUP | BOARDWALK WEALTH SOLUTIONS | BAY AREA WEALTH MANAGEMENT | A&C MANAGEMENT GROUP
CRD#: 171481 / SEC#: 801-79769
RIA
Registered Investment Advisory firm - (5/28/2014 Approved)Florida
Registered Investment Advisory firm - (12/6/2016 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2015 Terminated)Texas
Registered Investment Advisory firm - (12/6/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606
Mailing Address
Phone number
(855) 295-2828
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 23,131 |
| AUM (Assets Under Management) | $ 6,376,084,483 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IHT WEALTH MANAGEMENT LLC
CRD#: 171481San Antonio, TX 78216TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
