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JC

John J. Cronin

CANTOR FITZGERALD & CO.
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 2084728
JC
John Joseph Cronin JRCANTOR FITZGERALD & CO.

Professional summary

John Joseph Cronin JR, who also goes by (jr) Joseph Cronin Jr, John Joseph Cronin, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Boston, Massachusetts.

John is registered as a RR (Registered Representative) and started their career in finance in 1990. John has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 9 and Series 10 exams.

Aliases

(jr) Joseph Cronin Jr | John Joseph Cronin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Joseph Cronin JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 31, 2026 - Present

CANTOR FITZGERALD & CO.

Office #1: 101 Federal Street Floor 17, Boston, MA 02110
BD
CRD#: 134
BOSTON, MA
Past

March 20, 2009 - September 14, 2026

JEFFERIES LLC

BD
CRD#: 2347
BOSTON, MA
Past

October 29, 2004 - March 11, 2009

UBS SECURITIES LLC

BD
CRD#: 7654
BOSTON, MA
Past

January 12, 2004 - November 1, 2004

UBS CAPITAL MARKETS L.P.

BD
CRD#: 2692
STAMFORD, CT
Past

April 4, 2002 - January 12, 2004

SOUNDVIEW TECHNOLOGY CORPORATION

BD
CRD#: 15425
OLD GREENWICH, CT
Past

February 8, 1999 - March 25, 2002

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

July 1, 1998 - February 25, 1999

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

August 5, 1991 - July 1, 1998

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
NEW YORK, NY
Past

July 8, 1991 - August 8, 1991

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA
Past

February 22, 1991 - June 12, 1991

KRUPP SECURITIES CORPORATION

BD
CRD#: 10908
BOSTON, MA
Past

October 1, 1990 - February 5, 1991

HAIGNEY SECURITIES INC.

BD
CRD#: 10190

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/21/2026)
RR
Massachusetts
(8/31/2026)
RR
New York
(9/21/2026)
RR
Wisconsin
(9/21/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 12/10/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Status Unavailable
Passed: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Status Unavailable
Passed: 3/7/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 9/29/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 12/28/2001
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Status Unavailable
Passed: 9/5/2000
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Status Unavailable
Passed: 8/28/2000
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

CANTOR FITZGERALD & CO.
CANTOR FITZGERALD & CO.
CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.

CRD#: 134 / SEC#: , 8-201

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
110 East 59th Street 4th Floor, New York, NY, 10022
Mailing Address
110 East 59th Street 4th Floor, New York, NY, 10022
Phone number
(212) 938-5000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CFS CF & CO I HOLDINGS, L.P.MANAGING GENERAL PARTNER
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
BANDELIER, PASCAL DANIELCO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES4424051
CFLP CF&CO I HOLDINGS, L.P.LIMITED PARTNER
KELLY, SAGE NOLANCO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING2528122
MERKEL, STEPHEN MARCUSEXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY2366318
SALINAS, DANNYCHIEF FINANCIAL OFFICER6184109
SHIELDS, WILLIAM MICHAELCHIEF COMPLIANCE OFFICER2380166
WALL, CHRISTIAN DOUGLASCO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME2751397

Disclosures

Regulatory Event97

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CANTOR FITZGERALD & CO.

CANTOR FITZGERALD & CO.

CRD#: 134Boston, MA 02110

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