Kevin J. Raidy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin James Raidy was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1994. Kevin had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2013 - May 30, 2013
COWEN SECURITIES LLC
January 26, 2010 - April 2, 2019
COWEN AND COMPANY
May 12, 2008 - December 31, 2009
RAMIUS SECURITIES LLC
October 3, 2007 - March 20, 2008
G-2 TRADING,LLC
November 8, 1994 - February 5, 2003
INTEGRAL WEALTH SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
COWEN SECURITIES LLC
CRD#: 23510 / SEC#: , 8-40487
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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