James S. Hopson

CAPITAL ADVISORY GROUP

DALLAS, TX 75254

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CRD#: 2084487

Professional summary

James Stuart Hopson JR, CFP®, who also goes by Jim Jr Hopson, Jim Hopson Jr, is a registered financial advisor currently at CAPITAL ADVISORY GROUP, INC. located in Dallas, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Jr Hopson | Jim Hopson Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOPSON & ASSOCIATES CPA FIRM NON-INVESTMENT RELATED 5151 BELT LINE ROAD, SUITE 1250 DALLAS, TX 75254 TITLE: OWNER & FOUNDER TYPE: SOLE PROPRIETORSHIP START DATE: 1988 ESTIMATED HOURS/MONTH: 40-50 DURING SECURITIES TRADING: 1-2 DUITES: OWNER, MANAGER JAMES S. HOPSON, JR., CFP SOLE PROPRIETOR LICENSED INSURANCE AGENT 5151 BELT LINE ROAD, SUITE 1250 DALLAS, TX 75254 START DATE: 1990 HOURS/MONTH: 20-30 HOURS DURING TRADING: 1 DUTIES: ANALYZE CLIENT RISK MANAGEMENT NEEDS AND DEVELOP SOLUTIONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Stuart Hopson JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

June 11, 2003 - Present

CAPITAL ADVISORY GROUP, INC.

Office #1: 5151 Belt Line Road Suite 1250, Dallas, TX 75254

RIA

CRD#: 114539

DALLAS, TX

Past

June 11, 2003 - December 31, 2004

CAPITAL ADVISORY GROUP, INC.

RIA

CRD#: 114539

DALLAS, TX

Past

October 30, 2001 - September 15, 2006

WORLD CHOICE SECURITIES, INC.

CRD#: 30933

DALLAS, TX

Past

November 27, 1991 - November 22, 2000

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

January 3, 1991 - December 20, 1991

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

MARBLE FALLS, TX

Past

November 2, 1990 - December 31, 1990

T.L. REED SECURITIES, INC.

CRD#: 19875

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVISORY GROUP, INC.

CRD#: 114539 / SEC#: 801-64114

RIA

Registered Investment Advisory firm - (4/14/2005 Approved)

Texas

Registered Investment Advisory firm - (5/24/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/11/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/24/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/31/1990

General Securities Representative Examination

Current Firm

CAPITAL ADVISORY GROUP, INC.

CRD#: 114539 / SEC#: 801-64114

RIA

Registered Investment Advisory firm - (4/14/2005 Approved)

Texas

Registered Investment Advisory firm - (5/24/2006 Terminated)

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Contact information

Main Address

5151 Belt Line Road Suite 1250, Dallas, TX 75254

Mailing Address

Phone number

(972) 770-4840

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL ADVISORY GROUP MARCH 2025 BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	292
AUM (Assets Under Management)	$ 215,796,105

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James S. Hopson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Stuart Hopson JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ADVISORY GROUP, INC.

CAPITAL ADVISORY GROUP, INC.

WORLD CHOICE SECURITIES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

DOMINION INVESTOR SERVICES, INC.

T.L. REED SECURITIES, INC.

Primary Firm SEC Registration

CAPITAL ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/24/1990

Series 7

Date: 10/31/1990

Current Firm

CAPITAL ADVISORY GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL ADVISORY GROUP, INC.

TRUST BUT VERIFY

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