Terry S. Sawchuk
MONEY CONCEPTS CAPITAL | FOUNDER, CHIEF WEALTH STRATEGIST
Troy, MI 48084
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CRD#: 2084275
Professional summary
Terry S. Sawchuk, who also goes by Terry S Sawchuk, Terry Stephen Sawchuk, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Troy, Michigan.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Terry has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terry S Sawchuk | Terry Stephen Sawchuk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Terry S. Sawchuk's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Terry S. Sawchuk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2025 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 101 West Big Beaver Road Suite 810, Troy, MI 48084RIA
BD
CRD#: 12963
Troy, MI
Current
February 24, 2025 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 101 West Big Beaver Road Suite 810, Troy, MI 48084RIA
BD
CRD#: 12963
Troy, MI
Past
November 2, 2020 - February 28, 2025
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Troy, MI
Past
November 2, 2020 - February 28, 2025
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Troy, MI
Past
June 26, 2015 - November 2, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Rochester Hills, MI
Past
June 26, 2015 - November 2, 2020
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
TROY, MI
Past
August 18, 2014 - June 26, 2015
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Troy, MI
Past
August 18, 2014 - June 26, 2015
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Troy, MI
Past
February 23, 2010 - August 20, 2014
SII INVESTMENTS, INC.
RIA
CRD#: 2225
TROY, MI
Past
January 26, 2007 - August 20, 2014
SII INVESTMENTS, INC.
BD
CRD#: 2225
TROY, MI
Past
August 19, 1997 - January 31, 2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
TROY, MI
Past
February 11, 1994 - August 13, 1997
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
March 14, 1991 - February 17, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 14, 1991 - February 17, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
September 4, 1990 - January 23, 1991
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/24/2025)
RR
California(2/24/2025)
RR
Colorado(2/24/2025)
RR
Florida(2/24/2025)
RR
Hawaii(2/26/2025)
RR
Illinois(3/18/2025)
RR
Kentucky(2/24/2025)
RR
Michigan(2/24/2025)
IAR
Michigan(2/26/2025)
RR
North Carolina(2/24/2025)
RR
Ohio(2/24/2025)
RR
Oklahoma(2/25/2025)
RR
South Carolina(3/14/2025)
RR
Texas(3/21/2025)
RR
Virginia(3/21/2025)
RR
Wisconsin(3/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONEY CONCEPTS CAPITAL CORP
FOUNDER, CHIEF WEALTH STRATEGISTCRD#: 12963Troy, MI 48084TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
