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RC

Robert Crandall

WEALTHFORGE SECURITIES
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 2084137
RC

Professional summary

Robert Crandall, who also goes by Bob Crandall Sr, Robert Walter Crandall Sr, Bob Crandall, Robert Walter Crandall, is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Newport Beach, California.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1990. Robert has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Crandall Sr | Robert Walter Crandall Sr | Bob Crandall | Robert Walter Crandall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Crandall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 13, 2024 - Present

WEALTHFORGE SECURITIES, LLC

Office #1: 4400 Macarthur Boulevard Suite 720, Newport Beach, CA 92660
BD
CRD#: 152550
Newport Beach, CA
Past

February 23, 2022 - September 9, 2024

BLUEROCK CAPITAL MARKETS LLC

BD
CRD#: 136974
Newport Beach, CA
Past

July 28, 2021 - February 23, 2022

GLP INVESTMENT SERVICES, LLC

BD
CRD#: 25450
FARMINGTON, MI
Past

February 9, 2021 - July 6, 2021

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
LAKEWOOD, CA
Past

July 9, 2018 - October 31, 2019

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
WESTLAKE VILLAGE, CA
Past

August 12, 2011 - May 4, 2016

BROKER DEALER FINANCIAL SERVICES CORP.

BD
CRD#: 8073
WEST DES MOINES, IA
Past

December 5, 2007 - January 3, 2011

LIBERTY LIFE SECURITIES LLC

BD
CRD#: 47737
DOVER, NH
Past

March 14, 2006 - December 31, 2007

LIBERTY LIFE DISTRIBUTORS LLC

BD
CRD#: 46074
DOVER, NH
Past

June 14, 2000 - March 10, 2006

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA
Past

May 8, 1998 - May 30, 2000

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

January 2, 1997 - March 19, 1998

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

August 20, 1996 - December 31, 1996

SPELMAN & CO., INC.

BD
CRD#: 10232
PHOENIX, AZ
Past

October 10, 1994 - June 11, 1996

GATEWAY INVESTMENT SERVICES, INC.

BD
CRD#: 31153
OAK PARK, IL
Past

September 15, 1992 - September 27, 1994

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

October 25, 1990 - February 19, 1992

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/13/2024)
RR
Alaska
(9/13/2024)
RR
Arizona
(9/13/2024)
RR
Arkansas
(9/13/2024)
RR
California
(9/13/2024)
RR
Colorado
(9/13/2024)
RR
Connecticut
(9/13/2024)
RR
Delaware
(9/13/2024)
RR
District of Columbia
(9/13/2024)
RR
Florida
(9/13/2024)
RR
Georgia
(9/13/2024)
RR
Hawaii
(9/13/2024)
RR
Idaho
(9/13/2024)
RR
Illinois
(9/13/2024)
RR
Indiana
(9/13/2024)
RR
Iowa
(9/13/2024)
RR
Kansas
(9/13/2024)
RR
Kentucky
(9/13/2024)
RR
Louisiana
(9/13/2024)
RR
Maine
(9/16/2024)
RR
Maryland
(9/13/2024)
RR
Massachusetts
(9/13/2024)
RR
Michigan
(9/13/2024)
RR
Minnesota
(9/13/2024)
RR
Mississippi
(9/13/2024)
RR
Missouri
(9/13/2024)
RR
Montana
(9/13/2024)
RR
Nebraska
(9/13/2024)
RR
Nevada
(9/13/2024)
RR
New Hampshire
(9/13/2024)
RR
New Jersey
(9/13/2024)
RR
New Mexico
(9/13/2024)
RR
New York
(9/13/2024)
RR
North Carolina
(9/13/2024)
RR
North Dakota
(9/13/2024)
RR
Ohio
(9/14/2024)
RR
Oklahoma
(9/13/2024)
RR
Oregon
(9/13/2024)
RR
Pennsylvania
(9/13/2024)
RR
Puerto Rico
(9/13/2024)
RR
Rhode Island
(9/13/2024)
RR
South Carolina
(9/13/2024)
RR
South Dakota
(9/13/2024)
RR
Tennessee
(9/13/2024)
RR
Texas
(9/13/2024)
RR
Utah
(9/13/2024)
RR
Vermont
(9/13/2024)
RR
Virgin Islands
(9/13/2024)
RR
Virginia
(9/13/2024)
RR
Washington
(9/13/2024)
RR
West Virginia
(9/13/2024)
RR
Wisconsin
(9/13/2024)
RR
Wyoming
(9/13/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/24/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/2/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/8/2018
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 4/3/1991
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/24/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/9/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT
ARLES, DONNA DIPIETROCFO, PFO, POO6489389
RAPER, JAMES LEROY JRCCO, COO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHFORGE SECURITIES, LLC

CRD#: 152550Newport Beach, CA 92660

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