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Gabor Akive Fischl

CRD# 208408·Registered 1969 - 1974
Previously Registered: Being a previously registered professional could mean that Gabor is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gabor Akive Fischl was a registered financial advisor. Gabor was a previously registered financial professional and started their career in finance 1969 - 1974. Gabor had worked at 1 firm and has passed the Series 3 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

FISCHL PLANNING COMPANY·CRD# 1000001
BD
January 23, 1969 - October 23, 1974

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed Oct 1986About the Series 3 exam

Series 00 — General Securities Principal Examination

Passed Jan 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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