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PH

Patricia Hausherr

ATHENE SECURITIES
West Des Moines, IA 50266
Some features on this profile are disabled
CRD#: 2084026
PH

Professional summary


Patricia Hausherr, who also goes by Patricia Calderaro, Patricia C Hausherr, Patricia Calderaro Hausherr, is a registered financial professional currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa.

Patricia is registered as a RR (Registered Representative) and started their career in finance in 1992. Patricia has worked at 12 firms and has passed the Series 63, Series 22TO, Series 82TO, Series 62, Series 42, Series 52TO, Series 72, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Patricia Calderaro | Patricia C Hausherr | Patricia Calderaro Hausherr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Patricia Hausherr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 27, 2022 - Present

ATHENE SECURITIES, LLC

Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266
BD
CRD#: 36867
West Des Moines, IA
Past

July 10, 2018 - September 6, 2022

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

February 2, 2016 - April 26, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
KILLINGWORTH, CT
Past

November 4, 2014 - April 7, 2015

PFS INVESTMENTS INC.

BD
CRD#: 10111
NEW LONDON, CT
Past

May 30, 2007 - November 8, 2012

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
KILLINGWORTH, CT
Past

March 1, 2005 - April 28, 2007

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

September 25, 2000 - May 29, 2003

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

November 17, 1999 - September 29, 2000

BANKBOSTON INVESTOR SERVICES, INC.

BD
CRD#: 36369
BOSTON, MA
Past

April 25, 1997 - September 25, 2000

FIS SECURITIES, INC.

BD
CRD#: 30533
BOSTON, MA
Past

April 14, 1994 - March 20, 1997

CONSECO SECURITIES, INC.

BD
CRD#: 29367
CARMEL, IN
Past

November 5, 1993 - April 14, 1994

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962
NEW YORK, NY
Past

August 28, 1992 - October 26, 1993

FLEET ENTERPRISES, INC.

BD
CRD#: 17434
NEW YORK, NY
Past

June 29, 1992 - July 13, 1992

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Iowa
(10/27/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 9/8/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 42
Date: 1/2/2023
Registered Options Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ATHENE SECURITIES, LLC
ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC

CRD#: 36867 / SEC#: , 8-47499

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Mailing Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Phone number
(515) 342-4616
Established
Indiana since 04/21/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ATHENE USA CORPORATIONATHENE SECURITIES, LLC
BATTERSON, CHAD MPRESIDENT, COO, FINOP4880009
BURTON, SHEILA SUECHIEF COMPLIANCE OFFICER
GEYELIN, ANTONY LAUSSAT IIIVICE PRESIDENT4605388
HUNT, ANGELA JEANCOMPLIANCE OFFICER7192588

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATHENE SECURITIES, LLC

CRD#: 36867West Des Moines, IA 50266

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