Martin L. Royster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Luther Royster, who also goes by Martin L Royster, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1993. Martin had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2004 - September 25, 2007
R.M. STARK & CO., INC.
June 13, 2002 - August 24, 2004
CHARTER ONE SECURITIES, INC.
October 8, 2001 - June 12, 2002
LASALLE FINANCIAL SERVICES, INC.
October 18, 2000 - October 8, 2001
INDEPENDENCE ONE BROKERAGE SERVICES, INC.
March 13, 1998 - October 24, 2000
KEYBANC CAPITAL MARKETS INC.
June 5, 1995 - March 16, 1998
RONEY & CO. L.L.C.
April 13, 1994 - July 7, 1995
COMERICA SECURITIES
October 22, 1993 - April 19, 1994
RODECKER & COMPANY, INVESTMENT BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
