Kevin Ross Blackburn | Financial Professional

Professional summary

Kevin Ross Blackburn was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kevin Ross Blackburn was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1990. Kevin had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 28, 2011 - April 3, 2018

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Brooklyn, NY

Past

August 31, 2007 - March 22, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

August 31, 2007 - March 22, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

NEW YORK, NY

Past

April 8, 2005 - September 10, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

April 8, 2005 - September 10, 2007

UBS FINANCIAL SERVICES INC.

BD

CRD#: 8174

NEW YORK, NY

Past

February 27, 2002 - April 11, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

June 11, 2001 - April 11, 2005

CHASE INVESTMENT SERVICES CORP.

BD

CRD#: 25574

CHICAGO, IL

Past

September 11, 1998 - July 26, 1999

MORGAN STANLEY DW INC.

BD

CRD#: 7556

PURCHASE, NY

Past

September 18, 1996 - September 22, 1998

CHASE INVESTMENT SERVICES CORP.

BD

CRD#: 25574

CHICAGO, IL

Past

August 1, 1994 - September 18, 1996

CHEMICAL INVESTMENT SERVICES CORP.

BD

CRD#: 36312

Past

September 20, 1993 - August 1, 1994

IFMG SECURITIES, INC.

BD

CRD#: 14416

PURCHASE, NY

Past

June 1, 1992 - October 1, 1993

CITICORP INVESTMENT SERVICES

BD

CRD#: 23988

LONG ISLAND CITY, NY

Past

November 29, 1991 - June 1, 1992

CITICORP FINANCIAL SERVICES,INC.

BD

CRD#: 14675

Past

August 15, 1990 - December 10, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD

CRD#: 4039

NEW YORK, NY

Past

August 15, 1990 - December 10, 1991

EQUITABLE ADVISORS, LLC

BD

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 11/12/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 7

Date: 10/24/1991

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 8/14/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

64

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin R. Blackburn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MORGAN STANLEY DW INC.

CHASE INVESTMENT SERVICES CORP.

CHEMICAL INVESTMENT SERVICES CORP.

IFMG SECURITIES, INC.

CITICORP INVESTMENT SERVICES

CITICORP FINANCIAL SERVICES,INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2019

Series 63

Date: 11/12/1991

Series 7

Date: 10/24/1991

Series 6

Date: 8/14/1990

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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