John D. Sgro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Daniel Sgro was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2008 - October 6, 2014
SCF SECURITIES, INC.
July 11, 2005 - December 31, 2007
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 8, 2001 - July 7, 2005
INDEPENDENT FINANCIAL PARTNERS
February 13, 1996 - June 17, 2005
MUTUAL SERVICE CORPORATION
December 5, 1994 - February 15, 1996
MCC SECURITIES, INC.
October 5, 1993 - November 14, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 30, 1990 - April 21, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 30, 1990 - April 21, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
