Raymond C. Schenk

SCHWAB WEALTH ADVISORY

Phoenix, AZ 85016-1215

Some features on this profile are disabled

CRD#: 2083712

Professional summary

Raymond Craig Schenk, CFP®, ChFC®, CLU®, who also goes by Rame Schenk, Ray Schenk, Raym Schenk, Raymond C Schenk, Raymond Craig Schenk, Raymond Schenk, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Raymond has worked at 12 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Craig Schenk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 28, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215

RIA

CRD#: 159035

Phoenix, AZ

Current

September 18, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215

RIA

CRD#: 5393

Phoenix, AZ

Past

September 19, 2024 - April 28, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN FRANCISCO, CA

Past

June 23, 2021 - August 27, 2024

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/22/2024)

Alaska
(10/22/2024)

Arizona
(9/18/2024)

IAR

Arizona
(4/30/2025)

Arkansas
(10/22/2024)

California
(10/22/2024)

Colorado
(10/22/2024)

Connecticut
(10/22/2024)

Delaware
(10/22/2024)

District of Columbia
(10/22/2024)

Florida
(10/22/2024)

Georgia
(10/22/2024)

Hawaii
(10/22/2024)

Idaho
(10/22/2024)

Illinois
(10/22/2024)

Indiana
(10/22/2024)

Iowa
(10/22/2024)

Kansas
(10/22/2024)

Kentucky
(10/22/2024)

Louisiana
(10/22/2024)

Maine
(10/22/2024)

Maryland
(10/22/2024)

Massachusetts
(10/22/2024)

Michigan
(10/22/2024)

Minnesota
(10/22/2024)

Mississippi
(10/22/2024)

Missouri
(10/22/2024)

Montana
(10/22/2024)

Nebraska
(10/22/2024)

Nevada
(10/22/2024)

New Hampshire
(10/22/2024)

New Jersey
(10/22/2024)

New Mexico
(10/22/2024)

New York
(10/22/2024)

North Carolina
(10/22/2024)

North Dakota
(10/22/2024)

Ohio
(10/23/2024)

Oklahoma
(10/22/2024)

Oregon
(10/22/2024)

Pennsylvania
(10/22/2024)

Puerto Rico
(10/22/2024)

Rhode Island
(10/22/2024)

South Carolina
(10/22/2024)

South Dakota
(10/22/2024)

Tennessee
(10/22/2024)

Texas
(10/22/2024)

IAR

Texas
(4/28/2025)

Utah
(10/22/2024)

Vermont
(10/22/2024)

Virgin Islands
(10/22/2024)

Virginia
(10/22/2024)

Washington
(10/22/2024)

West Virginia
(10/22/2024)

Wisconsin
(10/22/2024)

Wyoming
(10/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Series 6

Date: 6/29/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Raymond C. Schenk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Craig Schenk's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

VANGUARD MARKETING CORPORATION

VANGUARD ADVISERS, INC.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

SVA WEALTH MANAGEMENT, LLC

THE MATHER GROUP, LLC

HARBOUR INVESTMENTS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/30/2021

Series 65

Date: 8/12/1999

Series 6TO

Date: 9/18/2024

Series 7TO

Date: 6/23/2021

SIE

Date: 6/4/2021

Series 7

Date: 12/16/1999

Series 6

Date: 6/29/1999

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Similar Advisors