Gregory G. Young

LEGACY CAPITAL WEALTH PARTNERS

Little Rock, AR 72227

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CRD#: 2083685

Professional summary

Gregory Gaines Young, ChFC®, CLU® is a registered financial advisor currently at LEGACY CAPITAL WEALTH PARTNERS, LLC located in Little Rock, Arkansas.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Gregory has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YOUNG FARMS, INC., NOT INVESTMENT RELATED, 22 RUBRA COURT, LITTLE ROCK, AR 72223, FAMILY FARMING OPERATION, PRESIDENT AS OF 01/01/1990, LESS THAN 5 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS, ABSENTEE LANDOWNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Gaines Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 26, 2021 - Present

LEGACY CAPITAL WEALTH PARTNERS, LLC

Office #1: 8315 Cantrell Road Suite 200, Little Rock, AR 72227

RIA

CRD#: 291960

Little Rock, AR

Past

July 23, 2010 - March 31, 2021

TRENT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 114560

LITTLE ROCK, AR

Past

May 3, 2007 - July 1, 2010

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

LITTLE ROCK, AR

Past

May 3, 2007 - July 1, 2010

ARVEST WEALTH MANAGEMENT

CRD#: 42057

LITTLE ROCK, AR

Past

November 16, 2000 - April 17, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

LITTLE ROCK, AR

Past

July 5, 2000 - September 6, 2000

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Past

July 5, 2000 - September 7, 2000

SERVICE ASSET MANAGEMENT COMPANY

CRD#: 47157

AUSTIN, TX

Past

January 19, 1999 - July 31, 2000

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

June 24, 1997 - January 25, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 10, 1990 - June 12, 1997

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/29/1990

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/1997

General Securities Principal Examination

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

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Contact information

Main Address

8315 Cantrell Road Suite 200, Little Rock, AR 72227

Mailing Address

Phone number

(501) 376-7878

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY CAPITAL WEALTH PARTNERS, LLC WRAP FEE BROCHURE (3/24/2025)

LEGACY CAPITAL WEALTH PARTNERS, LLC - ADV PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,548
AUM (Assets Under Management)	$ 1,317,812,779

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory G. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Gaines Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRENT CAPITAL MANAGEMENT, INC.

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

1717 CAPITAL MANAGEMENT COMPANY

PENSON FINANCIAL SERVICES, INC.

SERVICE ASSET MANAGEMENT COMPANY

MOMENTUM INDEPENDENT NETWORK INC.

GUARDIAN INVESTOR SERVICES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

LEGACY CAPITAL WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/1997

Series 63

Date: 10/15/1990

Series 7

Date: 8/18/1997

Series 22

Date: 10/29/1990

Series 6

Date: 10/8/1990

Series 24

Date: 9/29/1997

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY CAPITAL WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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