Douglas S. Wall

1836 ASSET MANAGEMENT

GARLAND, TX 75040

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CRD#: 2083670

Professional summary

Douglas Scott Wall, who also goes by Douglas S Wall, is a registered financial advisor currently at 1836 ASSET MANAGEMENT, LLC located in Garland, Texas.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Douglas has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas S Wall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LAURITA COAL CORPORATION, ADDISON, TX, PURCHASING TRUCK TIRES, INVESTMENT RETURNS DEPEND ON MARKET VALUE, NOT INVESTMENT RELATED, NOT DURING NORMAL BUSINESS HOURS; 2) FLYING W5 LLC, DALLAS TX, LLC SET UP TO HOUSE PERSONAL FUNDS/INVESTMENTS. (3)Name of Business : Novak Westinghouse Townhome, LP Address: Georgetown, TX Nature of the Business: Real Estate Development Position/Title: Investment Related:Yes Start Date: 07/15/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: money only. (4)Name of Business : YardSale Texas, LLC Address: Dallas, TX Nature of the Business: Personal/Private Investment Position/Title: Partner Investment Related:No Start Date: 08/15/2019 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: My role will be to invest and to fund the business's initial capital requirements. From an operations perspective, the business will sell overstocked items through a store front, other wholesalers in the area and through online portals such as Ebay.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Scott Wall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2021 - Present

1836 ASSET MANAGEMENT, LLC

Office #1: 245 Cedar Sage Dr. Suite 250, Garland, TX 75040

RIA

CRD#: 313389

GARLAND, TX

Past

September 6, 2016 - May 21, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Dallas, TX

Past

September 6, 2016 - May 21, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Dallas, TX

Past

May 13, 2008 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

DALLAS, TX

Past

May 13, 2008 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

DALLAS, TX

Past

August 14, 2000 - May 21, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DALLAS, TX

Past

August 14, 2000 - May 21, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DALLAS, TX

Past

June 18, 1997 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

December 14, 1992 - July 10, 1997

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

August 24, 1990 - January 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1836 ASSET MANAGEMENT, LLC

1836 ASSET MANAGEMENT, LLC | GREY ROCK ASSET MANAGEMENT, LLC

CRD#: 313389 / SEC#: 801-120979

RIA

Registered Investment Advisory firm - (4/29/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/1990

General Securities Representative Examination

Current Firm

1836 ASSET MANAGEMENT, LLC

1836 ASSET MANAGEMENT, LLC | GREY ROCK ASSET MANAGEMENT, LLC

CRD#: 313389 / SEC#: 801-120979

RIA

Registered Investment Advisory firm - (4/29/2021 Approved)

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Contact information

Main Address

245 Cedar Sage Dr. Suite 250, Garland, TX 75040

Mailing Address

245 Cedar Sage Dr. Suite 250, Garland, TX 75040

Phone number

(888) 808-8278

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

1836 ASSET MANAGEMENT ADV PART 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	310
AUM (Assets Under Management)	$ 360,026,036

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas S. Wall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Scott Wall's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

PRINCIPAL FINANCIAL SECURITIES,INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

1836 ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/1994

Series 63

Date: 9/12/1990

SIE

Date: 10/1/2018

Series 7

Date: 8/22/1990

Current Firm

1836 ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

1836 ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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