David C. Heitbrink

BOS ASSET MANAGEMENT

Jacksonville, IL 62650

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CRD#: 2083646

Professional summary

David C Heitbrink, CFP®, who also goes by David Charles Heitbrink, is a registered financial advisor currently at BOS ASSET MANAGEMENT, LLC located in Jacksonville, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Charles Heitbrink

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BANK OF SPRINGFIELD; VICE-PRESIDENT; JACKSONVILLE, IL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David C Heitbrink's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

January 6, 2022 - Present

BOS ASSET MANAGEMENT, LLC

Office #1: 303 W. College Ave, Jacksonville, IL 62650

RIA

CRD#: 310632

Jacksonville, IL

Past

September 16, 2013 - March 4, 2022

HEITBRINK ASSET MANAGEMENT, INC.

RIA

CRD#: 168421

JACKSONVILLE, IL

Past

April 12, 1998 - September 16, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

JACKSONVILLE, IL

Past

March 1, 1996 - September 16, 2013

LPL FINANCIAL LLC

CRD#: 6413

JACKSONVILLE, IL

Past

September 1, 1995 - March 1, 1996

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

October 7, 1992 - September 12, 1995

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Past

August 14, 1990 - October 30, 1992

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/6/2022)

IAR

Missouri
(1/23/2025)

IAR

Texas
(1/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/31/1996

General Securities Principal Examination

Current Firm

BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

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Contact information

Main Address

3400 Wabash Avenue, Springfield, IL 62711

Mailing Address

Phone number

(833) 943-8090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)

DISCLOSURE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,144
AUM (Assets Under Management)	$ 828,687,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David C. Heitbrink

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David C Heitbrink's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEITBRINK ASSET MANAGEMENT, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

A. G. EDWARDS & SONS, INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

EDWARD JONES

Primary Firm SEC Registration

BOS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/1998

Series 63

Date: 8/16/1990

Series 7

Date: 8/13/1990

Series 24

Date: 5/31/1996

Current Firm

BOS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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