John D. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Johnson, who also goes by Jack Johnson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2014 - July 20, 2015
PYRAMIS DISTRIBUTORS CORPORATION LLC
July 11, 2014 - July 20, 2015
NATIONAL FINANCIAL SERVICES LLC
July 11, 2014 - July 20, 2015
FIDELITY DISTRIBUTORS COMPANY LLC
July 11, 2014 - July 20, 2015
FIDELITY DISTRIBUTORS CORPORATION
February 26, 2008 - July 9, 2021
FIDELITY BROKERAGE SERVICES LLC
September 6, 1990 - November 6, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/26/2022
General Securities Representative ExaminationCurrent Firm
PYRAMIS DISTRIBUTORS CORPORATION LLC
CRD#: 146430 / SEC#: , 8-67821
Contact information
Documents
Red Flags
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