Dimitri B. Steinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dimitri Benjamin Steinberg was a registered financial professional .
Dimitri is a previously registered financial professional and started their career in finance in 1995. Dimitri had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2015 - April 5, 2017
ONDRA PARTNERS LP
April 4, 2011 - March 31, 2015
FOROS SECURITIES LLC
June 25, 2007 - May 4, 2009
BANC OF AMERICA SECURITIES LLC
October 7, 2004 - April 10, 2007
HSBC SECURITIES (USA) INC.
September 19, 1995 - September 27, 2004
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
ONDRA PARTNERS LP
CRD#: 155106 / SEC#: , 8-68696
Contact information
Documents
Red Flags
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