James A. Comer

VALLEY INVESTORS

ROANOKE, VA 24011

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CRD#: 2083273

Professional summary

James Alvin Comer, who also goes by Al Comer, is a registered financial advisor currently at VALLEY INVESTORS CORPORATION located in Roanoke, Virginia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Al Comer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alvin Comer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 1995 - Present

VALLEY INVESTORS CORPORATION

Office #1: 21 Franklin Rd. Suite 300, Roanoke, VA 24011

RIA

CRD#: 117306

ROANOKE, VA

Past

September 27, 1993 - August 22, 1994

NATIONSSECURITIES

CRD#: 32542

Past

October 19, 1990 - September 29, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

October 19, 1990 - September 29, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(12/6/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/1990

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/18/1990

General Securities Representative Examination

Current Firm

VALLEY INVESTORS CORPORATION

CRD#: 117306 / SEC#:

Virginia

Registered Investment Advisory firm - (11/29/1995 Approved)

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Contact information

Main Address

451 Mcclanahan St. Suite 300, Roanoke, VA 24014

Mailing Address

Phone number

(540) 342-5098

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 2,614,724

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James A. Comer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alvin Comer's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALLEY INVESTORS CORPORATION

NATIONSSECURITIES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/1990

Series 63

Date: 9/25/1990

Series 7

Date: 10/18/1990

Current Firm

VALLEY INVESTORS CORPORATION

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALLEY INVESTORS CORPORATION

TRUST BUT VERIFY

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