Irv J. Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irv J Fischer, who also goes by Fisher Fischer, Irving Fischer, Irving Fisher, was a registered financial professional .
Irv is a previously registered financial professional and started their career in finance in 1970. Irv had worked at 7 firms and has passed the Series 63, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 1991 - May 16, 2002
COMPREHENSIVE CAPITAL CORPORATION
May 23, 1990 - September 30, 1991
G. K. SCOTT & CO., INC.
February 5, 1988 - May 29, 1990
LOMBARD SECURITIES CORP.
September 28, 1982 - November 23, 1987
G. K. SCOTT & CO., INC.
March 11, 1974 - November 2, 1974
BLINDER, ROBINSON & CO., INC.
January 2, 1973 - November 2, 1974
ALPHA CAPITAL VENTURES CORP.
January 28, 1971 - December 16, 1971
WEIS SECURITIES, INC.
August 4, 1970 - November 2, 1974
I J FISCHER & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 9/26/1969
Registered Principal ExaminationCurrent Firm
COMPREHENSIVE CAPITAL CORPORATION
CRD#: 6215 / SEC#: , 8-17087
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
