Thomas R. Wright

PREVAIL INNOVATIVE WEALTH ADVISORS

Leawood, KS 66224

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CRD#: 2083074

Professional summary

Thomas Richard Wright is a registered financial advisor currently at PREVAIL INNOVATIVE WEALTH ADVISORS, LLC located in Leawood, Kansas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Thomas has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FUTURE LEADERSHIP FOUNDATION POSITION: Board member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: PO Box 1891, Columbia MO 65205, United States DESCRIPTION: Provide input on projects and conferences being conducted. The organization helps develop leaders through training and programs to create self-reliant directors in other countries. PIWA-II, LLC - Non-voting member with limited interest. Represents PIWA-II's for certain financial services. He spends 1 hour month/week on this activity. BOARD MEMBER FOR PECULIAR AREA CHAMBER OF COMMERCE, PECULIAR, MO. ORGANIZATION IS NOT INVOLVED IN ANY INVESTMENT ACTIVITY OR PRO-ACTIVE FUND RAISING. MAILING ADDRESS IS PECULIAR AREA CHAMBER OF COMMERCE, PO BOX 462, PECULIAR, MO 64078. POSITION: Board Member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: PO Box 462, Peculiar MO 64078, United States DESCRIPTION: Help coordinate civic activities such as luncheons, fall festivals, morning coffees and Easter Egg hunt.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Richard Wright's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2023 - Present

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

Office #1: 4745 W. 136th Street, Leawood, KS 66224

RIA

CRD#: 288641

Leawood, KS

Past

November 29, 2019 - November 8, 2023

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

St. Louis, MO

Past

November 29, 2019 - November 8, 2023

CRD#: 14503

OVERLAND PARK, KS

Past

December 21, 1992 - December 3, 1993

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC

CRD#: 288641 / SEC#: 801-123758

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Kansas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Missouri

Registered Investment Advisory firm - (4/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(11/7/2023)

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC

CRD#: 288641 / SEC#: 801-123758

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Kansas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Missouri

Registered Investment Advisory firm - (4/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

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Contact information

Main Address

4745 W. 136th Street, Leawood, KS 66224

Mailing Address

Phone number

(913) 295-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREVAIL INNOVATIVE WEALTH ADVISORS ADV PART 2 APPENDIX 1 WRAP FEE BROCHURE (6/12/2025)

PREVAIL INNOVATIVE WEALTH ADVISORS ADV PART 2A FIRM BROCHURE (6/12/2025)

Regulatory assets under management

Total Number of Accounts	1,953
AUM (Assets Under Management)	$ 815,418,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas R. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Richard Wright's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

EDWARD JONES

EDWARD JONES

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

LPL FINANCIAL LLC

ONEDIGITAL

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

VSR FINANCIAL SERVICES, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2003

Series 63

Date: 2/3/1993

SIE

Date: 10/1/2018

Series 7

Date: 3/2/1995

Series 6

Date: 12/17/1992

Current Firm

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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