AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
TW

Thomas Richard Wright

PREVAIL INNOVATIVE WEALTH ADVISORS
LEAWOOD, KS
·CRD# 2083074·34 years experience

Professional Summary

Thomas Richard Wright is a registered financial advisor currently at PREVAIL INNOVATIVE WEALTH ADVISORS, LLC located in Leawood, Kansas. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Thomas has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

OM
Oscar Maldonado

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
View profile
SM
Susanna Markari

FARMERS FINANCIAL SOLUTIONS, LLC

LA CANADA FLINTRIDGE, CA · CRD#
JB
James Bruce Barr

LPL FINANCIAL LLC

LAKE WORTH, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

OM
Oscar Maldonado

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
SM
Susanna Markari

FARMERS FINANCIAL SOLUTIONS, LLC

LA CANADA FLINTRIDGE, CA · CRD#
Marcus Delwin Dusenbury
Marcus Delwin Dusenbury

EDELMAN FINANCIAL ENGINES

LYNNWOOD, WA · CRD#
JB
James Bruce Barr

LPL FINANCIAL LLC

LAKE WORTH, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

OM
Oscar Maldonado

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
SM
Susanna Markari

FARMERS FINANCIAL SOLUTIONS, LLC

LA CANADA FLINTRIDGE, CA · CRD#
Marcus Delwin Dusenbury
Marcus Delwin Dusenbury

EDELMAN FINANCIAL ENGINES

LYNNWOOD, WA · CRD#
JB
James Bruce Barr

LPL FINANCIAL LLC

LAKE WORTH, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

OM
Oscar Maldonado

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
SM
Susanna Markari

FARMERS FINANCIAL SOLUTIONS, LLC

LA CANADA FLINTRIDGE, CA · CRD#
Marcus Delwin Dusenbury
Marcus Delwin Dusenbury

EDELMAN FINANCIAL ENGINES

LYNNWOOD, WA · CRD#
JB
James Bruce Barr

LPL FINANCIAL LLC

LAKE WORTH, FL · CRD#

Years of Experience

34 years in the financial services industry

Current & Past Employments

Current

PREVAIL INNOVATIVE WEALTH ADVISORS, LLCCurrent·CRD# 288641
RIA
4745 W. 136th Street, Leawood, KS 66224
November 7, 2023 - Present

Past

PRUCO SECURITIES, LLC.Past·CRD# 5685
RIA
St. Louis, MO
November 29, 2019 - November 8, 2023
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
St. Louis, MO
November 29, 2019 - November 8, 2023
EDWARD JONESPast·CRD# 250
RIA
Peculiar, MO
September 3, 2013 - September 6, 2019
EDWARD JONESPast·CRD# 250
BD
Peculiar, MO
September 3, 2013 - September 6, 2019
FINANCIAL TELESIS INCPast·CRD# 31012
RIA
Grain Valley, MO
January 6, 2012 - August 30, 2013
FINANCIAL TELESIS INCPast·CRD# 31012
BD
Grain Valley, MO
January 6, 2012 - August 30, 2013
LPL FINANCIAL LLCPast·CRD# 6413
BD
Leawood, KS
November 30, 2010 - October 6, 2011
ONEDIGITALPast·CRD# 106766
RIA
Leawood, KS
October 13, 2010 - August 31, 2011
NRP ADVISORS, INC.Past·CRD# 141430
RIA
Leawood, KS
January 14, 2008 - December 1, 2010
NRP FINANCIAL, INC.Past·CRD# 103717
BD
Leawood, KS
January 14, 2008 - November 30, 2010
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Leawood, KS
October 25, 2005 - January 22, 2008
LPL FINANCIAL LLCPast·CRD# 6413
BD
Leawood, KS
October 25, 2005 - January 22, 2008
WADDELL & REEDPast·CRD# 866
RIA
Kansas City, MO
April 4, 2005 - November 2, 2005
WADDELL & REEDPast·CRD# 866
BD
Overland Park, KS
April 4, 2005 - November 2, 2005
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
RIA
Overland Park, KS
April 21, 2003 - January 4, 2005
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Westlake, TX
September 13, 1999 - January 4, 2005
AMERICAN GENERAL EQUITY SERVICES CORPORATIONPast·CRD# 5435
BD
Houston, TX
January 29, 1997 - September 2, 1999
VSR FINANCIAL SERVICES, INC.Past·CRD# 14503
BD
Overland Park, KS
November 29, 1993 - December 31, 1996
VERAVEST INVESTMENTS, INC.Past·CRD# 3960
BD
Worcester, MA
December 21, 1992 - December 3, 1993

Similar Advisors

OM
Oscar Maldonado

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
SM
Susanna Markari

FARMERS FINANCIAL SOLUTIONS, LLC

LA CANADA FLINTRIDGE, CA · CRD#
Marcus Delwin Dusenbury
Marcus Delwin Dusenbury

EDELMAN FINANCIAL ENGINES

LYNNWOOD, WA · CRD#
JB
James Bruce Barr

LPL FINANCIAL LLC

LAKE WORTH, FL · CRD#

Current Firm

PI
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC

CRD#: 288641 / SEC#: 801-123758
RIA
Registered Investment Advisory firm - SEC (4/19/2022 Approved)
Kansas
Registered Investment Advisory firm - Kansas (4/20/2022 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (4/20/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/20/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4745 W. 136th Street, Leawood, KS 66224

Phone Number

(913) 295-9500

# of Employees

41

SEC notice filing (26 States and Territories)

Registered to provide investment advisory services in 26 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PREVAIL INNOVATIVE WEALTH ADVISORS ADV PART 2A FIRM BROCHURE (4/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,149

AUM (Assets Under Management)

$931,844,457

Similar Advisors

OM
Oscar Maldonado

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
SM
Susanna Markari

FARMERS FINANCIAL SOLUTIONS, LLC

LA CANADA FLINTRIDGE, CA · CRD#
Marcus Delwin Dusenbury
Marcus Delwin Dusenbury

EDELMAN FINANCIAL ENGINES

LYNNWOOD, WA · CRD#
JB
James Bruce Barr

LPL FINANCIAL LLC

LAKE WORTH, FL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FUTURE LEADERSHIP FOUNDATION POSITION: Board member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: PO Box 1891, Columbia MO 65205, United States DESCRIPTION: Provide input on projects and conferences being conducted. The organization helps develop leaders through training and programs to create self-reliant directors in other countries. PIWA-II, LLC - Non-voting member with limited interest. Represents PIWA-II's for certain financial services. He spends 1 hour month/week on this activity. BOARD MEMBER FOR PECULIAR AREA CHAMBER OF COMMERCE, PECULIAR, MO. ORGANIZATION IS NOT INVOLVED IN ANY INVESTMENT ACTIVITY OR PRO-ACTIVE FUND RAISING. MAILING ADDRESS IS PECULIAR AREA CHAMBER OF COMMERCE, PO BOX 462, PECULIAR, MO 64078. POSITION: Board Member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: PO Box 462, Peculiar MO 64078, United States DESCRIPTION: Help coordinate civic activities such as luncheons, fall festivals, morning coffees and Easter Egg hunt.

Similar Advisors

OM
Oscar Maldonado

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
SM
Susanna Markari

FARMERS FINANCIAL SOLUTIONS, LLC

LA CANADA FLINTRIDGE, CA · CRD#
Marcus Delwin Dusenbury
Marcus Delwin Dusenbury

EDELMAN FINANCIAL ENGINES

LYNNWOOD, WA · CRD#
JB
James Bruce Barr

LPL FINANCIAL LLC

LAKE WORTH, FL · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC

CRD#: 288641 / SEC#: 801-123758
RIA
Registered Investment Advisory firm - SEC (4/19/2022 Approved)
Kansas
Registered Investment Advisory firm - Kansas (4/20/2022 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (4/20/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/20/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Kansas
(11/7/2023)
IAR
Missouri
(11/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1992About the Series 6 exam

Similar Advisors

OM
Oscar Maldonado

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
SM
Susanna Markari

FARMERS FINANCIAL SOLUTIONS, LLC

LA CANADA FLINTRIDGE, CA · CRD#
Marcus Delwin Dusenbury
Marcus Delwin Dusenbury

EDELMAN FINANCIAL ENGINES

LYNNWOOD, WA · CRD#
JB
James Bruce Barr

LPL FINANCIAL LLC

LAKE WORTH, FL · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Richard Wright's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

OM
Oscar Maldonado

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
SM
Susanna Markari

FARMERS FINANCIAL SOLUTIONS, LLC

LA CANADA FLINTRIDGE, CA · CRD#
Marcus Delwin Dusenbury
Marcus Delwin Dusenbury

EDELMAN FINANCIAL ENGINES

LYNNWOOD, WA · CRD#
JB
James Bruce Barr

LPL FINANCIAL LLC

LAKE WORTH, FL · CRD#