WO
William Orchard-hays
HBW ADVISORY SERVICES LLC
DURHAM, NC
Some features on this profile are disabled
CRD#: 2082967
WO
Professional summary
William Orchard-hays III, who also goes by Bill Orchard-hays III, Bill Orchard-hays, William Orchard-hays III, William Orchardhays Iii, is a registered financial advisor currently at HBW ADVISORY SERVICES LLC located in Durham, North Carolina and SILVER OAK SECURITIES, INCORPORATED located in Durham, North Carolina.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. William has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Orchard-Hays Iii | Bill Orchard-Hays | William Orchard-Hays Iii | William Orchardhays Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Stepwise Financial, Is Investment Related,"2706 Enterprise Parkway, Ste A, Richmond, VA, 23294, United States", DBA for Independent Financial Professional, Financial Professional,1/30/2006,160 hours per month,120 hours per month during trading hours, Commission Compensation, DBA for Independent Financial Professional and fixed insurance sales 2. HBW Advisory Services LLC,Is Investment Related,"2706 Enterprise Parkway, Ste A, Richmond, VA, 23294, United States", Independent RIA,IAR,5/3/2010,160 hours per month,120 hours per month during trading hours, Fee Based Compensation, IAR 3. OH Financial Services LLC,Is Investment Related,"604 Oxboro Circle, , DURHAM, NC, 27713-0000, United States", Financial Planning & Investment Advice,Member,1/1/2018,145 hours per month,130 hours per month during trading hours, Other Compensation, "Receive both Commissions and Fees because I am dually licensed (S6, S63, S65, Life & Health, Accident, VL and VA, LTCI and Medicare Supplement). I meet with Prospective Clients and Clients to provide Financial Planning, Financial Analysis, and Investment Advice."
CRS (Client Relationship Summary) - RIA
Click below to view William Orchard-hays III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2010 - Present
HBW ADVISORY SERVICES LLC
RIA
CRD#: 143665
DURHAM, NC
Current
August 1, 2025 - Present
SILVER OAK SECURITIES, INCORPORATED
RIA
BD
CRD#: 46947
Durham, NC
Past
June 26, 2017 - August 8, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DURHAM, NC
Past
January 30, 2006 - June 29, 2017
HBW SECURITIES LLC
BD
CRD#: 136959
DURHAM, NC
Past
June 24, 2005 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
April 5, 2004 - May 20, 2005
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
January 1, 2004 - March 26, 2004
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
October 17, 2001 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
April 20, 2000 - August 15, 2001
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Past
January 1, 2000 - April 17, 2000
CHARTER ONE SECURITIES, INC.
BD
CRD#: 13373
CLEVELAND, OH
Past
April 13, 1998 - January 1, 2000
INVESTMENT NETWORK, INC.
BD
CRD#: 7685
FRANKLIN PARK, IL
Past
August 1, 1994 - April 6, 1998
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
November 15, 1990 - April 21, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HBW ADVISORY SERVICES LLC
HBW ADVISORY SERVICES LLC
CRD#: 143665 / SEC#: 801-77333
RIA
Registered Investment Advisory firm - (11/7/2012 Approved)Alabama
Registered Investment Advisory firm - (12/13/2012 Terminated)Arizona
Registered Investment Advisory firm - (12/13/2012 Terminated)California
Registered Investment Advisory firm - (1/12/2013 Terminated)Colorado
Registered Investment Advisory firm - (12/13/2012 Terminated)Connecticut
Registered Investment Advisory firm - (1/15/2013 Terminated)Florida
Registered Investment Advisory firm - (12/13/2012 Terminated)Georgia
Registered Investment Advisory firm - (12/13/2012 Terminated)Illinois
Registered Investment Advisory firm - (11/7/2012 Terminated)Indiana
Registered Investment Advisory firm - (12/13/2012 Terminated)Iowa
Registered Investment Advisory firm - (12/13/2012 Terminated)Kansas
Registered Investment Advisory firm - (12/13/2012 Terminated)Kentucky
Registered Investment Advisory firm - (12/13/2012 Terminated)Missouri
Registered Investment Advisory firm - (12/13/2012 Terminated)Nevada
Registered Investment Advisory firm - (1/13/2013 Terminated)New Jersey
Registered Investment Advisory firm - (12/18/2012 Terminated)New Mexico
Registered Investment Advisory firm - (12/13/2012 Terminated)New York
Registered Investment Advisory firm - (12/13/2012 Terminated)North Carolina
Registered Investment Advisory firm - (12/13/2012 Terminated)Ohio
Registered Investment Advisory firm - (12/13/2012 Terminated)Oklahoma
Registered Investment Advisory firm - (12/13/2012 Terminated)Oregon
Registered Investment Advisory firm - (12/19/2012 Terminated)Tennessee
Registered Investment Advisory firm - (12/21/2012 Terminated)Texas
Registered Investment Advisory firm - (12/13/2012 Terminated)Virginia
Registered Investment Advisory firm - (12/13/2012 Terminated)Washington
Registered Investment Advisory firm - (12/13/2012 Terminated)Wisconsin
Registered Investment Advisory firm - (12/13/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/1/2025)
RR
Arizona(8/1/2025)
RR
California(8/1/2025)
RR
Florida(8/1/2025)
RR
Illinois(8/1/2025)
RR
Indiana(8/1/2025)
RR
Maryland(8/1/2025)
RR
Michigan(8/1/2025)
RR
Minnesota(8/1/2025)
RR
Missouri(8/1/2025)
RR
Nebraska(8/1/2025)
RR
Nevada(8/1/2025)
IAR
North Carolina(5/16/2017)
RR
North Carolina(8/1/2025)
RR
Ohio(8/4/2025)
RR
Tennessee(8/4/2025)
IAR
Texas(5/5/2017)
RR
Texas(8/1/2025)
RR
Virginia(8/1/2025)
RR
Wisconsin(8/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HBW ADVISORY SERVICES LLC
HBW ADVISORY SERVICES LLC
CRD#: 143665 / SEC#: 801-77333
RIA
Registered Investment Advisory firm - (11/7/2012 Approved)Alabama
Registered Investment Advisory firm - (12/13/2012 Terminated)Arizona
Registered Investment Advisory firm - (12/13/2012 Terminated)California
Registered Investment Advisory firm - (1/12/2013 Terminated)Colorado
Registered Investment Advisory firm - (12/13/2012 Terminated)Connecticut
Registered Investment Advisory firm - (1/15/2013 Terminated)Florida
Registered Investment Advisory firm - (12/13/2012 Terminated)Georgia
Registered Investment Advisory firm - (12/13/2012 Terminated)Illinois
Registered Investment Advisory firm - (11/7/2012 Terminated)Indiana
Registered Investment Advisory firm - (12/13/2012 Terminated)Iowa
Registered Investment Advisory firm - (12/13/2012 Terminated)Kansas
Registered Investment Advisory firm - (12/13/2012 Terminated)Kentucky
Registered Investment Advisory firm - (12/13/2012 Terminated)Missouri
Registered Investment Advisory firm - (12/13/2012 Terminated)Nevada
Registered Investment Advisory firm - (1/13/2013 Terminated)New Jersey
Registered Investment Advisory firm - (12/18/2012 Terminated)New Mexico
Registered Investment Advisory firm - (12/13/2012 Terminated)New York
Registered Investment Advisory firm - (12/13/2012 Terminated)North Carolina
Registered Investment Advisory firm - (12/13/2012 Terminated)Ohio
Registered Investment Advisory firm - (12/13/2012 Terminated)Oklahoma
Registered Investment Advisory firm - (12/13/2012 Terminated)Oregon
Registered Investment Advisory firm - (12/19/2012 Terminated)Tennessee
Registered Investment Advisory firm - (12/21/2012 Terminated)Texas
Registered Investment Advisory firm - (12/13/2012 Terminated)Virginia
Registered Investment Advisory firm - (12/13/2012 Terminated)Washington
Registered Investment Advisory firm - (12/13/2012 Terminated)Wisconsin
Registered Investment Advisory firm - (12/13/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2655 1st Street Suite 250, Simi Valley, CA 93065
Mailing Address
P.o. Box 2049, Simi Valley, CA 93062
Phone number
(800) 473-3856
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,679 |
| AUM (Assets Under Management) | $ 1,747,369,322 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
