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MA

Michael E Arnold

CRD# 2082622·Registered 1994 - 2025
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael E Arnold, who also goes by Michael Edward Arnold, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1994 - 2025. Michael had worked at 6 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Edward Arnold

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

SCF SECURITIES, INC.·CRD# 47275
BD
San Diego, CA
August 23, 2021 - August 1, 2025
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Pasadena, CA
July 12, 2021 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC·CRD# 127787
BD
San Diego, CA
April 2, 2020 - August 1, 2025
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Houston, TX
April 2, 2020 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
San Diego, CA
April 2, 2020 - August 1, 2025
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
March 8, 1994 - August 1, 2025

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Current Firm

SS
SCF SECURITIES, INC.

SCF SECURITIES, INC. | SECURITY CONSULTANTS FINANCIAL SECURITIES, INC.

CRD#: 47275 / SEC#: 8-51760
BD
Terminated by SEC on 09/30/2025

Contact Information

Established

Arizona since 05/19/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SCF HOLDINGS, INC.SHAREHOLDER—
HAWLEY, AMANDA CANDELMOCORPORATE SECRETARY3214453
SCHUMANN, ALEXIS VCHIEF COMPLIANCE OFFICER3157769
TYMKIW, TRISHACHIEF FINANCIAL OFFICER3197368

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1994About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1998

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2018About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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