Sharon R. Dogonniuck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Robin Dogonniuck, who also goes by Sharon Dogonniuck, Sharon Robin Weinstein, Sharon Weinstein, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1996. Sharon had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2015 - July 11, 2024
ERNST & YOUNG CAPITAL ADVISORS, LLC
March 27, 2012 - March 6, 2015
DELOITTE CORPORATE FINANCE LLC
October 15, 2008 - August 6, 2010
B. RILEY SECURITIES, INC.
May 31, 2005 - April 3, 2007
WELLS FARGO SECURITIES, LLC
February 2, 2004 - May 9, 2005
BANC OF AMERICA SECURITIES LLC
November 11, 1999 - February 4, 2004
J.P. MORGAN SECURITIES INC.
March 18, 1996 - July 28, 1997
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
