RD
Russell B. Dow
BOLTON SECURITIES
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 2082577
RD
Professional summary
Russell Bradford Dow is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Miami, Florida and BOLTON GLOBAL CAPITAL located in Falmouth, Maine.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Russell has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Investment Advisor Representative of Bolton Global Asset Management, doing business as DOW Wealth Management, LLC. Title is President and Senior Portfolio Manager. Investment related and conducted from branch location. 160-hours per month during business hours, 10 hours outside business hours. Began 2007. 2) Owner of Dow Wealth Management, LLC. Entity established to operate securities and investment advisory businesses. Pays branch expenses. Conducted from branch location. Not directly investment related. Time spent varies per month. Began 2005. Dow.us. Rep is contact person. 3)Owner Dow Software, LLC. Entity set up to develop and sell computer software that relates to investment services. Not investment related. Conducted from branch location. Time spent varies per month.. Began activity in 11/2011. Websites include dowsoftware.com and stradprofessional.com. 4)Co-owns Dow Publishing Company, Inc. with family members. Entity develops and holds investment related publications, but does not offer recommendations. Conducted from branch location. 0 hours spent per month on activity. Began 08/2012. Rep is contact person. 5)Owner of San Marco, LLC. Real estate holding company that owns an office condominium located in Lakewood Ranch, Florida, where Lakewood Branch is located. Less than 1 hour spent per month on activity outside of trading hours. Conducted from branch location. Not investment related. Established 11/2011. Rep is contact person. 6)Owner of Dow Commercial Properties, LLC. Real estate holding company that owns office condominium located in Falmouth, ME where Falmouth Branch is located. Less than 1 hour spent per month on activity outside of trading hours. Conducted from branch location. Not investment related. Established 11/2012. Rep is contact person. 7)Co-owner of KrisAssists.com, LLC. Website set up to provide information for disabled individuals. Not investment. Conducted from Branch location in Lakewood Ranch, Florida. 0-hours per month. Website is active, but co-owners are not currently engaged in operations. Began November of 2011. Website is krisassists.com. Rep is contact person. 8) Owner of DOW Holdings, LLC, entity created to own and/or operate DOW Wealth Management, LLC, DOW Software, LLC, DOW Commercial Properties, LLC, DOW - San Marco, LLC, and KrisAssets.com, LLC. Investment related to the extent that the entity owns DOW Wealth Management, LLC. 1 hour spent per month outside business hours. Conducted from Branch location and Rep is contact person. 9) Russell is trustee of Dow Wealth Management's 401K plan. Investment related and conducted from branch location. 0-hours per month. 10) Russ is owner and Manager of Dow IP, LLC, Florida registered company that is owner of Dow Software Hungary Kft. 0-hours per month. Not directly related to investments. Conducted from Florida Branch location. Established 01/28/2021. 11) Russ is owner and President of Dow Software Hungary Kft. Company is registered in the country of Hungary. This company's purpose is to operate a technology development team. Dow IP, LLC will own any intellectual property created by Dow Software Hungary Kft, then license intellectual with Dow Software, LLC for sale and distribution. Established 06/01/2025. Russ will spend 1-hour per month outside trading hours. 12) Owner of DOW Family Advisory, LLC, established 06/2025 in the state of FL. Provides securities and investment advisory services. Investment related and conducted from Branch location. 1 hour spent per month outside during business hours. 13) Co-owner of H & Z Ranch, LLC, entity established 09/03/2025 in the state of Florida. Purpose is to own and manage a horse ranch and horses. Not investment related and not conducted from Branch location. 5-hours committed per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Russell Bradford Dow's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Russell Bradford Dow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2009 - Present
BOLTON SECURITIES CORPORATION
Office #1: 1441 Brickell Avenue Suite 1700, Miami, FL 33131Office #2: 358 U.s. Route One, Falmouth, ME 04105Office #3: 8205 Natures Way Suite # 219, Lakewood, FL 34202RIA
BD
CRD#: 129376
MIAMI, FL
Current
October 28, 2005 - Present
BOLTON GLOBAL CAPITAL
Office #1: 358 U. S. Route One, Falmouth, ME 04105Office #2: 8205 Nature's Way # 219, Lakewood Ranch, FL 34202BD
CRD#: 15650
Falmouth, ME
Past
November 8, 2007 - November 13, 2009
BOLTON SECURITIES CORPORATION
RIA
CRD#: 129376
BOLTON, MA
Past
January 16, 1992 - November 10, 2005
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
August 9, 1990 - October 5, 1990
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/16/2012)
RR
California(10/28/2005)
RR
Colorado(5/9/2006)
RR
Connecticut(10/28/2005)
RR
Florida(10/28/2005)
IAR
Florida(3/21/2017)
RR
Illinois(10/28/2005)
RR
Indiana(1/10/2018)
RR
Maine(10/28/2005)
IAR
Maine(11/17/2009)
RR
Maryland(5/5/2016)
RR
Massachusetts(10/28/2005)
RR
Michigan(12/22/2011)
RR
Missouri(11/14/2008)
RR
Nebraska(4/26/2018)
RR
Nevada(10/28/2005)
RR
New Hampshire(10/28/2005)
RR
New Jersey(10/28/2005)
RR
New Mexico(10/28/2005)
RR
New York(10/28/2005)
RR
North Carolina(10/28/2005)
RR
Ohio(10/28/2005)
RR
Oregon(10/28/2005)
RR
Pennsylvania(10/28/2005)
RR
Rhode Island(4/23/2018)
RR
Tennessee(4/19/2023)
RR
Texas(7/1/2013)
RR
Virginia(10/28/2005)
RR
Washington(10/28/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Miami, FL 33131TRUST BUT VERIFY
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