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Ronald J Rodericks

VIRTU AMERICAS
BOSTON, MA
·CRD# 2082551·35 years experience

Professional Summary

Ronald J Rodericks, who also goes by Ron Rodericks, is a registered financial advisor currently at VIRTU AMERICAS LLC located in Boston, Massachusetts. Ronald is registered as a RR (Registered Representative) and started their career in finance in 1990. Ronald has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ron Rodericks

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

VIRTU AMERICAS LLC·CRD# 149823
BD
100 High St. 16th Floor, Boston, MA 02110
April 4, 2019 - Present
VIRTU ITG LLC·CRD# 29299
BD
Boston, MA
January 23, 2001 - August 3, 2020
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
January 20, 1999 - January 5, 2001
CANTOR FITZGERALD SECURITIES·CRD# 19660
BD
New York, NY
September 18, 1998 - February 1, 1999
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
New York, NY
March 30, 1998 - August 4, 1998
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
December 2, 1993 - December 18, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
May 4, 1993 - October 20, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
December 12, 1990 - November 4, 1992

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Current Firm

VA
VIRTU AMERICAS LLC

KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: 8-68193
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1633 Broadway 41st Floor, New York, NY 10019

Mailing Address

1633 Broadway 41st Floor, New York, NY 10019

Phone Number

(646) 682-6000

Established

Delaware since 02/06/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTU STRATEGIC HOLDINGS LLC.OWNER—
CAVOLI, STEPHEN JOHNCEO4468202
MILLER, JUSTIN WADECHIEF COMPLIANCE OFFICER6418036
RUPPRECHT, NICHOLAS ANDREWPRINCIPAL OPERATIONS OFFICER5790389
SULLIVAN, JOHN GERALDFINOP4330347

Disclosures

Regulatory Event

79

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(3/26/2026)
RR
Illinois
(11/21/2022)
RR
Massachusetts
(11/21/2022)
RR
New York
(5/3/2019)
RR
Vermont
(2/20/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1991About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2001

Series 7 — General Securities Representative Examination

Passed Dec 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2004About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Apr 1996
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CRS (Client Relationship Summary) - BD

Click below to view Ronald J Rodericks's CRS (Customer Relationship Summary).

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