Ronald J Rodericks

LPL FINANCIAL LLC

BOSTON, MA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years registered in the securities industry

Current & Past Employments

Current

VIRTU AMERICAS LLCCurrent·CRD# 149823

BD

100 High St. 16th Floor, Boston, MA 02110

April 4, 2019 - Present

Past

VIRTU ITG LLCPast·CRD# 29299

BD

Boston, MA

January 23, 2001 - August 3, 2020

CANTOR FITZGERALD & CO.Past·CRD# 134

BD

New York, NY

January 20, 1999 - January 5, 2001

CANTOR FITZGERALD SECURITIESPast·CRD# 19660

BD

New York, NY

September 18, 1998 - February 1, 1999

DEAM INVESTOR SERVICES, INC.Past·CRD# 754

BD

New York, NY

March 30, 1998 - August 4, 1998

FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784

BD

Smithfield, RI

December 2, 1993 - December 18, 1997

PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471

BD

New York, NY

May 4, 1993 - October 20, 1993

PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471

BD

New York, NY

December 12, 1990 - November 4, 1992

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Current Firm

VA

VIRTU AMERICAS LLC

KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: 8-68193

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1633 Broadway 41st Floor, New York, NY 10019

Mailing Address

1633 Broadway 41st Floor, New York, NY 10019

Phone Number

(646) 682-6000

Established

Delaware since 02/06/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
VIRTU STRATEGIC HOLDINGS LLC.	OWNER	—
CAVOLI, STEPHEN JOHN	CEO	4468202
MILLER, JUSTIN WADE	CHIEF COMPLIANCE OFFICER	6418036
RUPPRECHT, NICHOLAS ANDREW	PRINCIPAL OPERATIONS OFFICER	5790389
SULLIVAN, JOHN GERALD	FINOP	4330347

Disclosures

Regulatory Event

79

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Connecticut
(3/26/2026)

RR

Illinois
(11/21/2022)

RR

Massachusetts
(11/21/2022)

RR

New York
(5/3/2019)

RR

Vermont
(2/20/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2001

Series 7 — General Securities Representative Examination

Passed Dec 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2004About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Apr 1996

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Cboe EDGX Exchange, Inc.

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Cboe Exchange, Inc.

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FINRA

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Miami International Securities Exchange, LLC

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NYSE American LLC

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NYSE Arca, Inc.

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NYSE National, Inc.

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NYSE Texas, Inc.

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Nasdaq GEMX, LLC

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Nasdaq ISE, LLC

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Nasdaq MRX, LLC

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Nasdaq PHLX LLC

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Nasdaq Stock Market

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Nasdaq Texas, LLC

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New York Stock Exchange

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Texas Stock Exchange LLC

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CRS (Client Relationship Summary) - BD

Click below to view Ronald J Rodericks's CRS (Customer Relationship Summary).

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