Michael J. Noel

TAYLOR STEPHENS

Coppell, TX

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CRD#: 2082516

Professional summary

Michael John Noel is a registered financial advisor currently at TAYLOR STEPHENS, INC. located in Coppell, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Latino Communications. Less than 5% equity ownership in telecommunications company. Non-investment related activity. 5221 N O'Connor Blvd, Irving, TX 75039. Start 1/1997 - present. Zero hours on and off trading. 2. Timeburst, Inc., a social media start-up located at 6710 W. Exp 83 Suite 227 Harlingen TX 78552, advisory board member. Non-investment related activity. Start 9/2020 - present, 1-2 hours per month during and off trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Noel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2014 - Present

TAYLOR STEPHENS, INC.

RIA

CRD#: 110055

Coppell, TX

Past

December 28, 2015 - January 19, 2016

WELLS NELSON & ASSOCIATES, L.L.C.

RIA

CRD#: 104030

Dallas, TX

Past

December 24, 2015 - April 10, 2019

WELLS NELSON & ASSOCIATES, L.L.C.

CRD#: 104030

Dallas, TX

Past

May 24, 2011 - December 28, 2015

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

RIA

CRD#: 124902

IRVING, TX

Past

June 20, 2005 - December 14, 2005

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

RIA

CRD#: 124902

IRVING, TX

Past

March 26, 2003 - December 28, 2015

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

CRD#: 124902

IRVING, TX

Past

January 17, 2003 - April 2, 2003

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

DALLAS, TX

Past

January 17, 2003 - April 2, 2003

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

May 17, 1999 - January 17, 2003

PERSHING LLC

RIA

CRD#: 7560

DALLAS, TX

Past

May 17, 1999 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

December 2, 1996 - May 21, 1999

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

August 30, 1994 - February 26, 1997

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

April 16, 1991 - March 21, 1994

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

July 24, 1990 - April 26, 1991

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/17/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/24/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/8/1991

Municipal Securities Principal Examination

Current Firm

TAYLOR STEPHENS, INC.

TAYLOR STEPHENS INC | TAYLOR STEPHENS, INC.

CRD#: 110055 / SEC#: 801-36895

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

Oklahoma

Registered Investment Advisory firm - (8/26/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/30/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Coppell, TX

Mailing Address

Phone number

(972) 991-1181

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 39,211,906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Michael J. Noel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Noel's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS NELSON & ASSOCIATES, L.L.C.

WELLS NELSON & ASSOCIATES, L.L.C.

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

PERSHING LLC

MORGAN KEEGAN & COMPANY, LLC

BANC OF AMERICA SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2011

Series 63

Date: 8/24/1990

SIE

Date: 10/1/2018

Series 7

Date: 9/18/1990

Series 24

Date: 4/7/2003

Series 53

Date: 3/8/1991

Current Firm

TAYLOR STEPHENS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAYLOR STEPHENS, INC.

TRUST BUT VERIFY

Contact information

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