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JH

Jeffrey S. Hughes

INVESTOR FAN
BURIEN, WA
Some features on this profile are disabled
CRD#: 2082425
JH

Professional summary

Jeffrey Steven Hughes, who also goes by Jeffrey S Hughes, is a registered financial advisor currently at INVESTOR FAN located in Burien, Washington.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Jeffrey has worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeffrey S Hughes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Steven Hughes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2014 - Present

INVESTOR FAN

RIA
CRD#: 159301
BURIEN, WA
Past

March 16, 2012 - April 8, 2014

CETERA ADVISORS LLC

RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past

March 13, 2012 - April 8, 2014

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

March 13, 2012 - April 8, 2014

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

March 13, 2012 - April 8, 2014

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

February 17, 2006 - February 29, 2012

PACIFIC WEST SECURITIES, INC.

BD
CRD#: 6390
RENTON, WA
Past

February 10, 1999 - February 21, 2006

TRADESTAR INVESTMENTS,INC.

BD
CRD#: 14565
HOUSTON, TX
Past

January 25, 1996 - June 11, 1997

SAVOY DISCOUNT BROKERAGE

BD
CRD#: 34700
SEATTLE, WA
Past

September 20, 1995 - November 17, 1995

SEAFIRST INVESTMENT SERVICES, INC.

BD
CRD#: 17411
SEATTLE, WA
Past

August 31, 1990 - September 13, 1994

HARRIS INVESTORLINE INC.

BD
CRD#: 6362
SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT

CRD#: 159301 / SEC#: 801-111660

RIA
Registered Investment Advisory firm - (9/11/2017 Approved)
California
Registered Investment Advisory firm - (12/7/2017 Terminated)
Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)
Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)
Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)
Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)
Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(6/25/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/27/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/7/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/25/2006
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/1/2002
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/29/1992
General Securities Principal Examination

Current Firm

IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT

CRD#: 159301 / SEC#: 801-111660

RIA
Registered Investment Advisory firm - (9/11/2017 Approved)
California
Registered Investment Advisory firm - (12/7/2017 Terminated)
Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)
Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)
Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)
Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)
Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)
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Contact information

Main Address
Boise, ID
Mailing Address
Phone number
(425) 372-7517
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A_05-13-25 (5/13/2025)

Regulatory assets under management

Total Number of Accounts1,515
AUM (Assets Under Management)$ 427,729,824

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTOR FAN

CRD#: 159301Burien, WA

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