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Anthony Joseph Pisani Jr

CRD# 2082385·Registered 1990 - 2002
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Joseph Pisani JR was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1990 - 2002. Anthony had worked at 11 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
June 18, 1998 - October 9, 2002
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
December 23, 1996 - August 12, 1997
CASTLE SECURITIES CORP.·CRD# 16077
BD
Freeport, NY
August 23, 1996 - November 27, 1996
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
April 6, 1995 - May 13, 1997
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
December 22, 1993 - May 2, 1995
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
October 15, 1993 - January 13, 1994
INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
October 8, 1992 - October 12, 1993
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
September 15, 1992 - September 22, 1992
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Westlake Village, CA
March 3, 1992 - August 31, 1992
CENPAC SECURITIES CORP.·CRD# 16089
BD
February 28, 1991 - March 2, 1992
FINANCIAL EQUITIES RESOURCES, INC.·CRD# 13810
BD
November 19, 1990 - March 13, 1991

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1990About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2001About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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