Joy A. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joy A Collins, who also goes by Joy Anne Beam, Joy Anne Collins, Joy Collins, was a registered financial professional .
Joy is a previously registered financial professional and started their career in finance in 1999. Joy had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2013 - August 15, 2023
AMERICAN EQUITY INVESTMENT CORPORATION
February 28, 2013 - May 24, 2013
NYLIFE SECURITIES LLC
January 27, 2010 - February 7, 2013
AMERICAN EQUITY INVESTMENT CORPORATION
September 14, 2006 - December 31, 2008
CAPITAL FINANCIAL SERVICES, INC.
September 6, 2000 - September 14, 2006
SIGMA FINANCIAL CORPORATION
June 2, 1999 - September 14, 2000
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN EQUITY INVESTMENT CORPORATION
CRD#: 40199 / SEC#: , 8-49078
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEOPLES, TIMOTHY ERIC | PRESIDENT / CHIEF COMPLIANCE OFFICER | 1026456 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
