Monroe H. Firestone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monroe Henry Firestone was a registered financial professional .
Monroe is a previously registered financial professional and started their career in finance in 1969. Monroe had worked at 8 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 62, Series 42, SIE, Series 1, Series 53 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 1999 - March 1, 2022
CORINTHIAN PARTNERS, L.L.C.
March 11, 1998 - August 27, 1999
GRUNTAL & CO., L.L.C.
January 16, 1996 - March 13, 1998
HAMPSHIRE SECURITIES CORPORATION
October 19, 1993 - January 1, 1996
BALIS LEWITTES & COLEMAN, INC.
April 14, 1980 - November 23, 1993
BALIS & ZORN INC.
April 11, 1979 - July 25, 1986
J.P. MORGAN SECURITIES LLC
March 11, 1975 - April 30, 1979
SALOMON BROTHERS INC.
March 20, 1969 - April 10, 1975
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 1
Date: 3/18/1959
Registered Representative ExaminationSeries 40
Date: 12/15/1975
Registered Principal ExaminationCurrent Firm
CORINTHIAN PARTNERS, L.L.C.
CRD#: 38912 / SEC#: , 8-48461
Contact information
FINRA licenses (33 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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