William T. Hickman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Todd Hickman, who also goes by Todd Hickman, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 15 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2024 - March 30, 2026
ASSET GROWTH ASSOCIATES WEALTH ADVISORS
January 9, 2015 - December 31, 2023
ASSET GROWTH ASSOCIATES WEALTH ADVISORS
May 13, 2013 - September 27, 2013
ANDINA FAMILY OFFICES
January 14, 2011 - November 9, 2012
AMERICAN INVESTMENT SERVICES
November 26, 2007 - February 23, 2010
BROOKSTONE CAPITAL MANAGEMENT LLC
June 2, 2005 - December 31, 2005
THE O.N. EQUITY SALES COMPANY
September 9, 2002 - December 18, 2003
SUNSET FINANCIAL SERVICES, INC.
November 16, 2001 - August 26, 2002
NEW ENGLAND SECURITIES
June 2, 1999 - January 6, 2000
HORNOR, TOWNSEND & KENT, LLC
May 3, 1999 - June 15, 1999
PARK AVENUE SECURITIES LLC
February 11, 1999 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
May 15, 1996 - December 16, 1996
TEXAS CAPITAL SECURITIES, INC.
April 24, 1996 - December 16, 1996
BLOCK TRADING INC.
June 21, 1994 - December 7, 1995
UBS FINANCIAL SERVICES INC.
April 28, 1993 - August 26, 1994
METROPOLITAN LIFE INSURANCE COMPANY
April 28, 1993 - August 26, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASSET GROWTH ASSOCIATES WEALTH ADVISORS
CRD#: 160090 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 8,426,076 |
Red Flags
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