William T. Hickman

ASSET GROWTH ASSOCIATES WEALTH ADVISORS

Beaumont, TX 77701

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CRD#: 2081843

Professional summary

William Todd Hickman, who also goes by Todd Hickman, is a registered financial advisor currently at ASSET GROWTH ASSOCIATES WEALTH ADVISORS located in Beaumont, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 15 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Hickman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAPITAL PRIME PROPERTIES LLC- BEAUMONT, TEXAS, (BUY AND SELL RESIDENTIAL HOMES) - MANAGING MEMBER ESTABLISHED BUSINESS IN 08/2007, SPEND LESS THAN 2 HOURS PER WEEK ON THIS VENTURE. CALDER LILLIAN BUILDING, LLC- PO BOX 8108 LUMBERTON, TEXAS 77657- MANAGING MEMBER ESTABLISHED IN 09/2007. (REAL ESTATE LLC ESTABLISHED TO PURCHASE COMMERCIAL PROPERTY.) SPEND ABOUT 8 HOURS PER WEEK ON THIS VENTURE. FIRST PLUS FINANCIAL GROUP, INC, DIRECTOR William Todd Hickman is a tax preparer and a licensed insurance agent. William Todd Hickman is a financial representative for Estate Planning Team where he provides consultation and referral to appropriate taxation and legal experts including management of investment assets. Estate Planning Team implements tax planning strategies for individuals with highly appreciated assets such as commercial real estate, securities or other appreciated assets. They also work with high net worth business owners looking to sell their businesses and with real estate agents and business brokers to facilitate transactions. 2 hours a month are spent on this activity during trading hours and 2 hours outside of trading hours. 5% of his yearly compensation is expected to be derived from this activity. Ascend Professional Management Inc; Director;investment related: No; Management company; Provide outsourced Directors duties; 1393 Calder Street, Beaumont, TX 77701; 2015-11-15; Hours devoted to business during trading hours: 2;Hours devoted to business outside trading hours: 20;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Todd Hickman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2024 - Present

ASSET GROWTH ASSOCIATES WEALTH ADVISORS

Office #1: 1391 Calder Avenue, Beaumont, TX 77701

RIA

CRD#: 160090

Beaumont, TX

Past

January 9, 2015 - December 31, 2023

ASSET GROWTH ASSOCIATES WEALTH ADVISORS

RIA

CRD#: 160090

BEAUMONT, TX

Past

May 13, 2013 - September 27, 2013

ANDINA FAMILY OFFICES

RIA

CRD#: 151762

BEAUMONT, TX

Past

January 14, 2011 - November 9, 2012

AMERICAN INVESTMENT SERVICES

RIA

CRD#: 144088

BEAUMONT, TX

Past

November 26, 2007 - February 23, 2010

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

BEAUMONT, TX

Past

June 2, 2005 - December 31, 2005

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

BEAUMONT, TX

Past

September 9, 2002 - December 18, 2003

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

November 16, 2001 - August 26, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 2, 1999 - January 6, 2000

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

May 3, 1999 - June 15, 1999

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

February 11, 1999 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

May 15, 1996 - December 16, 1996

TEXAS CAPITAL SECURITIES, INC.

CRD#: 25564

HOUSTON, TX

Past

April 24, 1996 - December 16, 1996

BLOCK TRADING INC.

CRD#: 36666

HOUSTON, TX

Past

June 21, 1994 - December 7, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 28, 1993 - August 26, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 28, 1993 - August 26, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/16/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/10/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/7/1996

General Securities Principal Examination

Current Firm

ASSET GROWTH ASSOCIATES WEALTH ADVISORS

AGA TAX AND RETIREMENT ADVISORS | TEXAS REGISTERED FINANCIAL CONSULTANTS, PLLC | HICKMAN TAX AND RETIREMENT ADVISORS, LLC | ASSET GROWTH ASSOCIATES WEALTH ADVISORS

CRD#: 160090 / SEC#:

Louisiana

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

Texas

Registered Investment Advisory firm - (2/14/2024 Approved)

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Contact information

Main Address

1391 Calder Avenue, Beaumont, TX 77701

Mailing Address

Phone number

(409) 840-6900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 8,426,076

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William T. Hickman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Todd Hickman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET GROWTH ASSOCIATES WEALTH ADVISORS

ANDINA FAMILY OFFICES

AMERICAN INVESTMENT SERVICES

BROOKSTONE CAPITAL MANAGEMENT LLC

THE O.N. EQUITY SALES COMPANY

SUNSET FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

HORNOR, TOWNSEND & KENT, LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

TEXAS CAPITAL SECURITIES, INC.

BLOCK TRADING INC.

UBS FINANCIAL SERVICES INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/16/2005

Series 63

Date: 5/18/1993

Series 7

Date: 11/10/1994

Series 6

Date: 4/27/1993

Series 24

Date: 6/7/1996

Current Firm

ASSET GROWTH ASSOCIATES WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASSET GROWTH ASSOCIATES WEALTH ADVISORS

TRUST BUT VERIFY

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