Charles B. Mobus
Professional summary
Charles Bromwell Mobus JR, who also goes by Charles Mobus, Chod Mobus, is a registered financial professional currently at BENEDETTO, GARTLAND & COMPANY, INC. located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1993. Charles has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Bromwell Mobus JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 1995 - Present
BENEDETTO, GARTLAND & COMPANY, INC.
Office #1: 48 Barrow Street Suite 1, New York, NY 10014July 20, 1993 - July 25, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2005)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BENEDETTO, GARTLAND & COMPANY, INC.
CRD#: 24083 / SEC#: , 8-40919
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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