Jon D. Ritter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon David Ritter was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1990. Jon had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 1993 - July 21, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
May 9, 1991 - October 15, 1992
CHELSEA STREET SECURITIES, INC.
September 25, 1990 - May 17, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
