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Christopher Abely

CRD# 2081459·Registered 1990 - 2022
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Abely, who also goes by Christopher (nmn) Abely, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1990 - 2022. Christopher had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher (nmn) Abely

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

GREY LEDGE ADVISORS, LLC·CRD# 124867
RIA
East Haven, CT
January 7, 2021 - April 4, 2022
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
East Haven, CT
February 27, 2013 - May 9, 2017
CTMA WEALTH MANAGEMENT·CRD# 157855
RIA
East Haven, CT
June 22, 2011 - April 6, 2021
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
East Haven, CT
November 16, 2010 - June 22, 2011
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
East Haven, CT
November 2, 2010 - July 8, 2011
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Waverly, IA
March 23, 1992 - September 24, 2010
CENTURY INVESTORS OF AMERICA, INC.·CRD# 5322
BD
August 24, 1990 - March 23, 1992

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Current Firm

GL
GREY LEDGE ADVISORS, LLC

ARIA, LLC | GSB WEALTH MANAGEMENT, LLC | GREY LEDGE ADVISORS, LLC | GREY LEDGE ADVISORS | CTMA | ASSET & RETIREMENT INVESTMENT ASSOCIATES, LLC

CRD#: 124867 / SEC#: 801-61932
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)
Connecticut
Registered Investment Advisory firm - Connecticut (3/27/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

One Park Street, Guilford, CT 06437

Phone Number

(203) 453-9075

# of Employees

12

SEC notice filing (17 States and Territories)

Registered to provide investment advisory services in 17 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,575

AUM (Assets Under Management)

$616,042,789

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE RENEWALS; NOT INVESTMENT RELATED; NO ADDRESS; NATURE OF BUSINESS: INSURANCE RENEWALS; START 2010; APPROXIMATELY 4 HOURS/MONTH NOT DURING SECURITIES TRADING HOURS; DUTIES: DISCUSS POLICIES WITH INSUREDS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GL
GREY LEDGE ADVISORS, LLC

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CRD#: 124867 / SEC#: 801-61932
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)
Connecticut
Registered Investment Advisory firm - Connecticut (3/27/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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