Christopher Abely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Abely, who also goes by Christopher (nmn) Abely, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1990. Christopher had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2021 - April 4, 2022
GREY LEDGE ADVISORS, LLC
February 27, 2013 - May 9, 2017
CETERA FINANCIAL SPECIALISTS LLC
June 22, 2011 - April 6, 2021
CTMA WEALTH MANAGEMENT
November 16, 2010 - June 22, 2011
CETERA INVESTMENT ADVISERS LLC
November 2, 2010 - July 8, 2011
CETERA FINANCIAL SPECIALISTS LLC
March 23, 1992 - September 24, 2010
CUNA BROKERAGE SERVICES, INC.
August 24, 1990 - March 23, 1992
CENTURY INVESTORS OF AMERICA, INC.
Primary Firm SEC Registration
GREY LEDGE ADVISORS, LLC
CRD#: 124867 / SEC#: 801-61932
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREY LEDGE ADVISORS, LLC
CRD#: 124867 / SEC#: 801-61932
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,479 |
| AUM (Assets Under Management) | $ 540,432,340 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
