Michael J. Fechter

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CRD#: 2081197

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael John Fechter, CFP®, who also goes by Mike Fechter, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.

Core Areas of Focus

Estate & Generational Planning Issues

Fixed Fee (Subscription

Retainer

etc.)

High Net Worth Client Needs

Investment Advice with Ongoing Management

Retirement Plan Investment Advice

Retirement Planning & Distribution Rules

Question & Answer

What are your service offerings?

Retirement Income Management

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Aliases

Mike Fechter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Past

January 13, 2020 - June 2, 2023

CLARK ASSET MANAGEMENT, LLC

RIA

CRD#: 284480

COHASSET, MA

Past

November 20, 2018 - November 27, 2018

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

July 2, 2007 - January 8, 2009

BNY MELLON SECURITIES CORPORATION

CRD#: 231

BOSTON, MA

Past

March 6, 2007 - July 2, 2007

MELLON FUNDS DISTRIBUTOR, L.P.

CRD#: 39414

BOSTON, MA

Past

June 2, 2005 - October 19, 2006

BARINGS SECURITIES LLC

CRD#: 36929

CHARLOTTE, NC

Past

April 12, 2001 - February 3, 2005

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

July 24, 1998 - March 30, 2001

MELLON FUNDS DISTRIBUTOR, L.P.

CRD#: 39414

BOSTON, MA

Past

February 21, 1992 - June 30, 1998

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

November 12, 1990 - November 21, 1991

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARK ASSET MANAGEMENT, LLC

CRD#: 284480 / SEC#: 801-120465

RIA

Registered Investment Advisory firm - (3/8/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (3/9/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/2/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/27/1991

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/9/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/14/1994

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CLARK ASSET MANAGEMENT, LLC

CRD#: 284480 / SEC#: 801-120465

RIA

Registered Investment Advisory firm - (3/8/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (3/9/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2021 Terminated)

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Contact information

Main Address

Stratham, NH

Mailing Address

Phone number

(603) 237-1341

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 A AND B (3/12/2025)

Regulatory assets under management

Total Number of Accounts	955
AUM (Assets Under Management)	$ 778,339,310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Michael J. Fechter

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLARK ASSET MANAGEMENT, LLC

FORESIDE FUND SERVICES, LLC

BNY MELLON SECURITIES CORPORATION

MELLON FUNDS DISTRIBUTOR, L.P.

BARINGS SECURITIES LLC

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

MELLON FUNDS DISTRIBUTOR, L.P.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

CLARK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/1990

SIE

Date: 11/5/2018

Series 7

Date: 2/21/1997

Series 22

Date: 2/27/1991

Series 6

Date: 11/9/1990

Series 24

Date: 5/9/2007

Series 26

Date: 3/14/1994

Current Firm

CLARK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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