Sohan Aggarwal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sohan Aggarwal was a registered financial professional .
Sohan is a previously registered financial professional and started their career in finance in 1991. Sohan had worked at 10 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2010 - December 31, 2015
GLOBAL INVESTMENT STRATEGIES CORP
February 2, 2010 - June 24, 2010
WORLD GROUP SECURITIES, INC.
April 21, 2003 - December 31, 2009
BENTLEY-LAWRENCE SECURITIES, INC.
September 23, 1999 - April 21, 2003
U.S. SECURITIES & FUTURES CORP.
June 6, 1995 - August 31, 1999
BENTLEY-LAWRENCE SECURITIES, INC.
May 5, 1995 - May 31, 1995
LOMBARD SECURITIES INCORPORATED
September 23, 1994 - June 20, 1995
ALARON SECURITIES CORPORATION
July 26, 1994 - September 19, 1994
GLOBAL STRATEGIES GROUP, INC.
March 16, 1994 - June 17, 1994
H.J. MEYERS & CO., INC.
March 23, 1993 - December 7, 1993
H.J. MEYERS & CO., INC.
February 8, 1993 - February 20, 1993
WASHINGTON INVESTMENT CORPORATION
August 26, 1992 - November 4, 1992
NYLIFE SECURITIES LLC
January 7, 1991 - November 11, 1991
BENTLEY-LAWRENCE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL INVESTMENT STRATEGIES CORP
CRD#: 153942 / SEC#:
Contact information
Red Flags
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