Susan Stone
STRATEGIC ADVISERS LLC | Financial Consultant
CINCINNATI, OH
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CRD#: 2080997
Professional summary
Susan Stone, CFP®, who also goes by Susan Gore, Susan Lynn Placet, Susan Lynn Stone, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Cincinnati, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Cincinnati, Ohio.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Susan has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I have been in the financial industry for over a decade and a half, helping families create their individualized plan. I have a genuine passion for helping clients reach for their goals, and take pride in helping clients create a plan designed just for them. One core business belief I know to be true, is that every dollar in your plan should have a purpose. I look forward to working together with you and your family, to create a financial plan that will help give you peace of mind.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan Gore | Susan Lynn Placet | Susan Lynn Stone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 23386 | Org Name:Mary Kay Cosmetics | Org Addr:Cincinnati, OH, US | Nature of Bus:Cosmetic and skin care sales | Invst Rel:N | Title:Independent Beauty Consultant | Duties:Selling skin care and cosmetics to a handful of existing customers. | Start Dt:01/03/2005 | Total Hrs p/m:2 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Susan Stone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Cincinnati
Bachelor of Arts (BA) - Communication Arts
1983
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900RIA
CRD#: 104555
CINCINNATI, OH
Current
June 3, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209BD
CRD#: 7784
CINCINNATI, OH
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CINCINNATI, OH
Past
October 29, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CINCINNATI, OH
Past
October 16, 1996 - March 2, 2000
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
August 24, 1990 - September 23, 1996
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/13/2021)
RR
Arizona(9/18/2020)
RR
Arkansas(2/18/2020)
RR
California(8/8/2020)
RR
Colorado(8/3/2020)
RR
Connecticut(7/19/2022)
RR
Florida(12/20/2018)
RR
Georgia(6/5/2018)
RR
Illinois(4/23/2020)
RR
Indiana(6/12/2014)
RR
Kansas(5/17/2023)
RR
Kentucky(6/10/2014)
RR
Maryland(12/19/2022)
RR
Massachusetts(2/12/2019)
RR
Michigan(3/6/2020)
RR
Missouri(7/26/2019)
RR
Montana(2/13/2020)
RR
Nevada(2/12/2021)
RR
New Hampshire(3/4/2022)
RR
New Jersey(4/23/2020)
RR
New York(7/17/2020)
RR
North Carolina(3/12/2021)
RR
Ohio(6/12/2014)
IAR
Ohio(3/31/2025)
RR
Pennsylvania(8/10/2020)
RR
South Carolina(12/18/2018)
RR
Tennessee(7/2/2018)
RR
Texas(8/3/2020)
IAR
Texas(3/31/2025)
RR
Virginia(3/6/2020)
RR
Washington(4/23/2020)
RR
West Virginia(6/26/2024)
RR
Wisconsin(3/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Cincinnati, OHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
